MML INVESTORS SERVICES, LLCMML INVESTORS SERVICES, LLC

Institutional investor · Portfolio as of Q1 2026

SEC EDGAR SourceSEC Filings
$36.1B
AUM
2,995
Positions
Q1 2026
Filing
Rating · 4.5
Quarterly Portfolio Change
+6%Q4'24$29B+4%Q1'25$30B+15%Q2'25$34.6B+8%Q3'25$37.5B+10%Q4'25$41B-12%Q1'26$36.1B
Activity profile
$ moved · Q1'26
New5%Increased14%Decreased79%Exited2%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 4.5 years
<1Q4%1-4Q11%1-2Y10%2Y+75%

MML INVESTORS SERVICES, LLC manages $36.1B across 2995 positions as of Q1 2026. Top holdings: IVV (3.3%), NVDA (1.9%), AAPL (1.8%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 4.5/5.0.

Q1 2026 Summary

Active quarter - 193 new positions, 235 exits, 776 increased. Top move: NVDA (INCREASED, conviction 51). Portfolio: $36.1B across 2995 positions.

Top holdings by portfolio weight

Total AUM$36B
IVV3.30%
NVDA1.88%
AAPL1.81%
MSFT1.38%
VEA1.35%
AMZN1.23%
QQQ1.21%
IEMG1.20%
DYNF1.17%
VOO1.13%
Other1.11%

Portfolio allocation by GICS sector

Sectors11
Unknown66.98%
Technology10.01%
Financial Services4.57%
Communication Services3.35%
Industrials3.24%
Consumer Cyclical3.23%
Healthcare3.11%
Consumer Defensive1.89%
Energy1.48%
Utilities0.96%
Other1.17%

Behavioral investing profile

Balanced Allocator93%- primarily Unknown
Compare DNA across all funds
7-dimension quality assessment
Elite(4.5 / 5.0)
Track Record64
Conviction39
Concentration0
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Holdings2,995 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction
IVVIVV
ETF

iShares Trust CORE S&P500 ETF

1.8M$1.2B3.3%$387.17+95.81%
30 qtrssince 2018-Q4
Decreased
0

NVIDIA CORPORATION

3.9M$677M1.9%$120.93+74.44%
30 qtrssince 2018-Q4
Increased
51

APPLE INC

2.6M$652.4M1.8%$197.75+59.46%
12 qtrssince 2023-Q2
Decreased
0

MICROSOFT CORP

1.3M$498.7M1.4%$266.18+44.67%
30 qtrssince 2018-Q4
Decreased
0
VEAVEA
ETF

VANGUARD TAX-MANAGED FDS

7.6M$487M1.4%$44.32+60.19%
30 qtrssince 2018-Q4
Decreased
0

AMAZON COM INC

2.1M$442.6M1.2%$150.29+63.25%
12 qtrssince 2023-Q2
Decreased
0
QQQQQQ
Unit

Invesco QQQ Trust, Series 1 UNIT SER 1

756,926$436.9M1.2%$377.06+92.41%
12 qtrssince 2023-Q2
Decreased
0
IEMGIEMG
ETF

ISHARES INC

6.2M$434M1.2%$56.72+43.37%
30 qtrssince 2018-Q4
Decreased
0
DYNFDYNF
ETF

BLACKROCK ETF TRUST

7.2M$421.1M1.2%$49.14+38.67%
25 qtrssince 2020-Q1
Decreased
0
VOOVOO
ETF

VANGUARD INDEX FDS

679,381$406M1.1%$389.01+78.37%
30 qtrssince 2018-Q4
Decreased
0
SPYSPY
Unit

State Street Spdr S&p 500 Etf Trust TR UNIT

613,228$398.8M1.1%$364.99+106.84%
30 qtrssince 2018-Q4
Decreased
0
IVWIVW
ETF

ISHARES TR

3.3M$377.3M1.0%$85.77+61.59%
30 qtrssince 2018-Q4
Decreased
0

ALPHABET INC

1.3M$367.8M1.0%$122.96+190.49%
30 qtrssince 2018-Q4
Decreased
0
IEFAIEFA
ETF

ISHARES TR

4M$364M1.0%$66.13+47.01%
30 qtrssince 2018-Q4
Decreased
0
IVEIVE
ETF

ISHARES TR

1.7M$363.4M1.0%$190.61+20.92%
30 qtrssince 2018-Q4
Decreased
0
IUSBIUSB
ETF

ISHARES TR

7.3M$335.6M0.9%$43.22+5.83%
29 qtrssince 2019-Q1
Decreased
0
EFVEFV
ETF

ISHARES TR

3.9M$292.7M0.8%$54.26+44.48%
30 qtrssince 2018-Q4
Decreased
0
VUGVUG
ETF

Vanguard Index Funds GROWTH ETF

663,015$289.6M0.8%$223.96-60.97%
30 qtrssince 2018-Q4
Decreased
0
QUALQUAL
ETF

ISHARES TR

1.4M$271.9M0.8%$139.24+57.78%
30 qtrssince 2018-Q4
Decreased
0
SCHGSCHG
ETF

SCHWAB STRATEGIC TR

9.1M$264.2M0.7%$27.86+24.36%
30 qtrssince 2018-Q4
Decreased
0
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Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
14020Y508CAPITAL GRP FIXED INCM ETF T
Q3 2024 Q1 2026+1.2M shares+$60M
7Q
AEEAMEREN CORP
Q3 2024 Q1 2026+26,292 shares+$5.4M
7Q
AVDVAMERICAN CENTY ETF TR
Q3 2024 Q1 2026+97,131 shares+$17.6M

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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