STIFEL FINANCIAL CORPSTIFEL FINANCIAL CORP

Institutional investor · Portfolio as of Q4 2018

SEC EDGAR SourceSEC Filings

Top Holdings2,657 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction
SPYSPY
Unit

State Street Spdr S&p 500 Etf Trust TR UNIT

3.2M$794.7M2.6%$222.810.00%
1 qtr
New
82

APPLE INC

3.6M$566.6M1.8%$37.100.00%
1 qtr
New
72

MICROSOFT CORP

5.5M$563.2M1.8%$93.930.00%
1 qtr
New
72

UNITEDHEALTH GROUP INC

1.5M$363.1M1.2%$219.580.00%
1 qtr
New
71

MERCK & CO INC

4.7M$357.9M1.2%$57.900.00%
1 qtr
New
71

JPMORGAN CHASE & CO

3.5M$344.2M1.1%$79.220.00%
1 qtr
New
71

AMAZON COM INC

217,789$330.3M1.1%$73.900.00%
1 qtr
New
71

CISCO SYS INC

6.9M$298.6M1.0%$34.510.00%
1 qtr
New
60
IEFAIEFA
ETF

ISHARES TR

5.4M$295.9M1.0%$44.140.00%
1 qtr
New
60

JOHNSON & JOHNSON

2.2M$285.5M0.9%$104.550.00%
1 qtr
New
60

ALPHABET INC

273,372$284.2M0.9%$51.940.00%
1 qtr
New
60
IEIIEI
ETF

ISHARES TR

2.2M$271.5M0.9%$104.770.00%
1 qtr
New
60

PFIZER INC

6.2M$270.2M0.9%$29.100.00%
1 qtr
New
60
IVEIVE
ETF

ISHARES TR

2.5M$256.1M0.8%$86.640.00%
1 qtr
New
60

VISA INC

1.9M$251.3M0.8%$124.450.00%
1 qtr
New
60

VERIZON COMMUNICATIONS INC

4.4M$250.2M0.8%$37.010.00%
1 qtr
New
60

PROCTER & GAMBLE CO

2.7M$246.7M0.8%$75.830.00%
1 qtr
New
60
IVWIVW
ETF

ISHARES TR

1.6M$245.4M0.8%$35.070.00%
1 qtr
New
60

CHEVRON CORPORATION

2.2M$236.6M0.8%$79.120.00%
1 qtr
New
60

EXXON MOBIL CORP

3.2M$221.3M0.7%$48.910.00%
1 qtr
New
60
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$30.9B
AUM
2,657
Positions
Q4 2018
Filing
Rating · 5.0
Quarterly Portfolio Change
Not enough history yet
Activity profile
$ moved · Q4'18
New100%Increased0%Decreased0%Exited0%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg <1 quarter
<1Q98%1-4Q0%1-2Y0%2Y+2%

STIFEL FINANCIAL CORP manages $30.9B across 2657 positions as of Q4 2018. Top holdings: SPY (2.6%), AAPL (1.8%), MSFT (1.8%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 5/5.0.

Q4 2018 Summary

Active quarter - 2655 new positions, 0 exits, 0 increased. Top move: SPY (NEW, conviction 82). Portfolio: $30.9B across 2657 positions.

Top holdings by portfolio weight

Total AUM$31B
SPY2.57%
AAPL1.83%
MSFT1.82%
UNH1.17%
MRK1.16%
JPM1.11%
AMZN1.07%
CSCO0.97%
IEFA0.96%
JNJ0.92%
Other0.92%

Portfolio allocation by GICS sector

Sectors11
Unknown32.93%
Technology11.94%
Healthcare11.17%
Financial Services9.44%
Industrials6.87%
Consumer Defensive6.67%
Consumer Cyclical6.48%
Communication Services4.60%
Energy3.99%
Real Estate2.44%
Other3.48%

Behavioral investing profile

7-dimension quality assessment
Elite(5.0 / 5.0)
Track Record65
Conviction41
Concentration0
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
IBTJISHARES TR
Q3 2024 Q1 2026+871,506 shares+$19.1M
7Q
QQQINEOS ETF TRUST
Q3 2024 Q1 2026+132,303 shares+$6.5M
7Q
SPIBSPDR SERIES TRUST
Q3 2024 Q1 2026+141,612 shares+$4.9M

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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