NEW YORK LIFE INVESTMENT MANAGEMENT LLCNEW YORK LIFE INVESTMENT MANAGEMENT LLC

Institutional investor · Portfolio as of Q1 2026

SEC EDGAR SourceSEC Filings

Top Holdings781 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction

NVIDIA CORPORATION

3.5M$618.8M5.2%$118.29+78.34%
16 qtrssince 2022-Q2
Increased
64

APPLE INC

2.3M$573.9M4.9%$148.01+113.04%
16 qtrssince 2022-Q2
Increased
62

MICROSOFT CORP

1.1M$415.7M3.5%$263.74+46.02%
16 qtrssince 2022-Q2
Increased
59

AMAZON COM INC

1.5M$306.2M2.6%$130.47+88.05%
16 qtrssince 2022-Q2
Increased
56
IQSMIQSM
ETF

NEW YORK LIFE INVESTMENTS ET

7.8M$271.2M2.3%$29.55+32.93%
14 qtrssince 2022-Q4
Increased
68
CPLBCPLB
ETF

NEW YORK LIFE INVTS ACTIVE E

12.9M$270.3M2.3%$18.89+10.14%
17 qtrssince 2022-Q1
Increased
53

ALPHABET INC

925,719$266.2M2.3%$121.35+194.35%
16 qtrssince 2022-Q2
Increased
57
IQSUIQSU
ETF

NYLI CANDRIAM

4.9M$251.8M2.1%$35.27+76.28%
24 qtrssince 2020-Q2
Increased
68

BROADCOM INC

691,081$213.9M1.8%$174.00+129.87%
16 qtrssince 2022-Q2
Increased
51
LRNDLRND
ETF

NEW YORK LIFE INVESTMENTS ET

5.4M$201.5M1.7%$39.11+15.29%
17 qtrssince 2022-Q1
Increased
78

ALPHABET INC

696,524$199.8M1.7%$109.33+224.72%
16 qtrssince 2022-Q2
Increased
50

META PLATFORMS INC

319,708$182.9M1.5%$208.05+221.66%
16 qtrssince 2022-Q2
Increased
51
IQSIIQSI
ETF

NYLI CANDRIAM

5.1M$180.8M1.5%$24.17+58.64%
24 qtrssince 2020-Q2
Increased
51
MGCMGC
ETF

VANGUARD WORLD FD

744,342$175.9M1.5%$176.62+56.72%
24 qtrssince 2020-Q2
Increased
51

TESLA INC

419,682$156M1.3%$259.32+57.24%
16 qtrssince 2022-Q2
Increased
49
FLOTFLOT
ETF

ISHARES TR

3M$155.2M1.3%$45.54+11.95%
16 qtrssince 2022-Q2
Decreased
0
VGSHVGSH
ETF

VANGUARD SCOTTSDALE FDS

2.3M$133.7M1.1%$57.76+0.48%
10 qtrssince 2023-Q4
Decreased
0
SECRSECR
ETF

NEW YORK LIFE INVTS ACTIVE E

4.8M$122.6M1.0%$23.88+5.66%
8 qtrssince 2024-Q2
Increased
48

BERKSHIRE HATHAWAY INC DEL

253,832$121.6M1.0%$285.60+67.14%
16 qtrssince 2022-Q2
Increased
48
IQHIIQHI
ETF

NEW YORK LIFE INVTS ACTIVE E

4.3M$111M0.9%$23.30+11.26%
14 qtrssince 2022-Q4
Increased
51
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$11.8B
AUM
781
Positions
Q1 2026
Filing
Rating · 3.5
Quarterly Portfolio Change
-0%Q4'24$10.2B-4%Q1'25$9.8B+9%Q2'25$10.7B+6%Q3'25$11.4B+2%Q4'25$11.6B+2%Q1'26$11.8B
Activity profile
$ moved · Q1'26
New6%Increased78%Decreased10%Exited6%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 3.2 years
<1Q3%1-4Q6%1-2Y5%2Y+86%

NEW YORK LIFE INVESTMENT MANAGEMENT LLC manages $11.8B across 781 positions as of Q1 2026. Top holdings: NVDA (5.2%), AAPL (4.9%), MSFT (3.5%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 3.5/5.0.

Q1 2026 Summary

Active quarter - 56 new positions, 41 exits, 645 increased. Top move: LRND (INCREASED, conviction 78). Portfolio: $11.8B across 781 positions.

Top holdings by portfolio weight

Total AUM$12B
NVDA5.24%
AAPL4.86%
MSFT3.52%
AMZN2.59%
IQSM2.29%
CPLB2.29%
GOOGL2.25%
IQSU2.13%
AVGO1.81%
LRND1.70%
Other1.69%

Portfolio allocation by GICS sector

Sectors11
Unknown28.42%
Technology23.92%
Financial Services8.56%
Communication Services7.72%
Consumer Cyclical7.21%
Healthcare6.90%
Industrials6.08%
Consumer Defensive3.78%
Energy2.71%
Utilities1.93%
Other2.76%

Behavioral investing profile

Balanced Allocator92%- primarily Unknown, Technology
Compare DNA across all funds
7-dimension quality assessment
Strong(3.5 / 5.0)
Track Record67
Conviction40
Concentration43
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Similar Funds

Funds with similar investing DNA

Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
USIGISHARES TR
Q3 2024 Q1 2026+215,795 shares+$11.3M
7Q
USHYISHARES TR
Q3 2024 Q1 2026+740,255 shares+$27.4M
6Q
APHAMPHENOL CORP
Q4 2024 Q1 2026+10,418 shares+$11.1M

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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