Question 1

Does ALPS Advisors own PENG stock?

Accepted Answer

No. ALPS Advisors exited its PENG (Smart Global) position in Q1 2020. Its Q4 2019 13F listed 11,212 shares worth $425,000.

Question 2

How many shares of PENG does ALPS Advisors own?

Accepted Answer

None since Q1 2020, when ALPS Advisors exited the position. Its Q4 2019 13F listed 11,212 shares worth $425,000.

Question 3

What is ALPS Advisors' PENG position worth?

Accepted Answer

ALPS Advisors' PENG position was worth $425,000 in its Q4 2019 13F, before the exit in Q1 2020.

Question 4

Is ALPS Advisors buying or selling PENG?

Accepted Answer

In Q1 2020, ALPS Advisors exited its entire PENG position.

Question 5

When did ALPS Advisors first buy PENG?

Accepted Answer

ALPS Advisors already held PENG in its Q1 2019 13F, the earliest on record, and listed it in 4 quarterly 13F filings.