Question 1

How many shares of RETA does Rockefeller Capital Management L.P. own?

Accepted Answer

Rockefeller Capital Management L.P. previously held 0 shares of RETA (REATA PHARMACEUTICALS INC) before exiting the position in 2023-Q3.

Question 2

What is Rockefeller Capital Management L.P.'s RETA position worth?

Accepted Answer

Rockefeller Capital Management L.P.'s RETA position was last reported at $0 in 2023-Q3 before the exit.

Question 3

Is Rockefeller Capital Management L.P. buying or selling RETA?

Accepted Answer

In 2023-Q3, Rockefeller Capital Management L.P. exited their RETA position entirely (-100.0% change in shares).

Question 4

When did Rockefeller Capital Management L.P. first buy RETA?

Accepted Answer

Based on available 13F filings, Rockefeller Capital Management L.P. first reported a position in RETA in 2019-Q3. They have held the position across 17 quarters.

Quarter	Action	Shares	Change	Value	Weight	Price	Conviction
2023-Q3 Latest	Exited	0	-100.0%	$0	0.0%	—	0
2023-Q2	Increased	6,534	+0.9%	$666,207	0.0%	—	25
2023-Q1	Unchanged	6,474	0.0%	$588,000	0.0%	—	0
2022-Q4	Increased	6,474	+17.2%	$245,000	0.0%	—	27
2022-Q3	Decreased	5,524	-12.2%	$138,000	0.0%	—	0
2022-Q2	Increased	6,292	+2.7%	$191,000	0.0%	—	23
2022-Q1	Increased	6,124	+389.9%	$200,000	0.0%	—	37
2021-Q4	Decreased	1,250	-63.6%	$32,000	0.0%	—	0
2021-Q3	Decreased	3,439	-22.0%	$345,000	0.0%	—	0
2021-Q2	Increased	4,408	+159.3%	$623,000	0.0%	—	39
2021-Q1	Unchanged	1,700	0.0%	$169,000	0.0%	—	0
2020-Q4	Decreased	1,700	-2.5%	$210,000	0.0%	—	0
2020-Q3	Increased	1,743	+6872.0%	$169,000	0.0%	—	36
2020-Q2	Decreased	25	-39.0%	$4,000	0.0%	—	0
2020-Q1	Decreased	41	-18.0%	$6,000	0.0%	—	0
2019-Q4	Unchanged	50	0.0%	$10,000	0.0%	—	0
2019-Q3	New	50	-	$4,000	0.0%	—	20

RETA17 quarters

RETA
17 quarters