FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND

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FYC·33737M300·US·ETF·Unknown - Unknown

FYC (FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND) is held by 44 institutional investors as of Q2 2026. Largest holders: LPL Financial LLC ($191.5M), RAYMOND JAMES FINANCIAL INC ($82.8M), MORGAN STANLEY ($77.2M). Net institutional sentiment: Mixed.

44

Holders

(8 Elite)

$713.1M

Total Value

64% (47)

Consensus

30 buying - 17 selling

13F: Jun 30, 2026Insider & Congress: Updated regularly

Smart Money Verdict

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Institutional (13F)39

Insider (Form 4)62

Activist (13D/13G)63

Congressional (STOCK Act)28

Holder Quality

25

★★★★★

Elite

69

★★★★

Strong

33

★★★

Solid

71

★★

Below

54

★

Weak

Held by 44 funds

8 elite

Who's Trading

Source dates: Price Aug 28, 2026 · Insiders none · Activists none · Congress none

No recent insider, activist, or congressional trades for FYC.

Top Holders

Top Holders (44)History

AllNewIncreasedHeldDecreasedExited

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Fund	Action	Shares	Value	Weight	Est. P&L	Conviction
LPL Financial LLC	Increased	1.5M(+10.6%)	$191.5M	0.0%	+44.77%	34
RAYMOND JAMES FINANCIAL INC	Increased	649,982(+19.3%)	$82.8M	0.0%	+26.29%	35
MORGAN STANLEY	Increased	606,270(+53.7%)	$77.2M	0.0%	+23.57%	42
WELLS FARGO & COMPANY/MN	Increased	472,349(+6.5%)	$60.1M	0.0%	+46.61%	31
Cetera Investment Advisers	Increased	313,216(+8.1%)	$39.9M	0.0%	+46.17%	31
BANK OF AMERICA CORP /DE/	Increased	248,567(+1.8%)	$31.7M	0.0%	+46.60%	29
STIFEL FINANCIAL CORP	Increased	196,711(+0.1%)	$25M	0.0%	+26.41%	29
ENVESTNET ASSET MANAGEMENT INC	Increased	193,051(+4.1%)	$24.6M	0.0%	+42.61%	30
ROYAL BANK OF CANADA	Increased	175,628(+2.6%)	$22.4M	0.0%	+47.88%	29
OSAIC HOLDINGS, INC.	Increased	156,279(+52.5%)	$19.9M	0.0%	+24.67%	40
UBS Group AG	Decreased	154,862(-11.3%)	$19.7M	0.0%	+36.31%	0
Baird Financial Group, Inc.	Increased	124,071(+70.2%)	$15.8M	0.0%	+10.88%	42
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	Increased	112,865(+85.4%)	$14.4M	0.0%	+11.13%	44
MML INVESTORS SERVICES, LLC	Increased	100,218(+14.2%)	$12.8M	0.0%	+28.31%	32
PNC FINANCIAL SERVICES GROUP, INC.	Increased	99,874(+8.0%)	$12.7M	0.0%	+50.64%	30
IWIntegrated Wealth Concepts LLC	Increased	90,435(+82.7%)	$11.5M	0.1%	+13.39%	43
JONES FINANCIAL COMPANIES LLLP	Increased	64,324(+25.7%)	$8M	0.0%	+22.02%	34
COMMONWEALTH EQUITY SERVICES, LLC	Increased	53,629(+16.4%)	$6.8M	0.0%	+39.07%	32
Steward Partners Investment Advisory, LLC	Increased	48,899(+31.0%)	$6.2M	0.0%	+31.21%	34
SUSQUEHANNA INTERNATIONAL GROUP, LLP	Increased	45,364(+65.2%)	$5.8M	0.0%	+10.25%	40

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FYCFIRST TRUST SMALL CAP GROWTH ALPHADEX FUND

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High Conviction Moves-Smart Money Convergence-Fund Consensus-Double-Down Detection

Data sourced from four public-disclosure sources: SEC 13F, Form 4, 13D/13G, and House/Senate STOCK Act disclosures. Not financial advice. Full disclaimer