GREAT ELM CAP CORP

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GECC·390320109·UW·Common Stock·Financial Services - Asset Management

GECC (GREAT ELM CAP CORP) is held by 8 institutional investors as of Q2 2026. Largest holders: UBS Group AG ($153,963), Vident Advisory, LLC ($145,019), Rockefeller Capital Management L.P. ($136,250). Net institutional sentiment: Bearish.

8

Holders

(1 Elite)

$468,494

Total Value

27% (11)

Consensus

3 buying - 8 selling

13F: Jun 30, 2026Insider & Congress: Updated regularly

Smart Money Verdict

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Institutional (13F)56

Insider (Form 4)83

Activist (13D/13G)85

Congressional (STOCK Act)71

Holder Quality

11

★★★★★

Elite

67

★★★★

Strong

19

★★★

Solid

57

★★

Below

20

★

Weak

Held by 8 funds

1 elite

Who's Trading

Source dates: Price Oct 12, 2026 · Insiders Sep 23, 2026 · Activists none · Congress none

InsiderKMKleinman Adam MTax 3K shSep 21, 2026

InsiderKMKleinman Adam MVest 791 shSep 21, 2026

InsiderDKDavis KeriVest 8K shSep 21, 2026

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Top Holders

Top Holders (8)History

AllNewIncreasedHeldDecreasedExitedFirst report

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Fund	Action	Shares	Value	Weight	Est. P&L	Conviction
UBS Group AG	Increased	28,250(+377.1%)	$153,963	0.0%	-5.31%	25
Vident Advisory, LLC	New	26,609	$145,019	0.0%	-4.77%	31
Rockefeller Capital Management L.P.	Unchanged	25,000	$136,250	0.0%	-4.55%	0
ROYAL BANK OF CANADA	Unchanged	2,612	$14,000	0.0%	-40.56%	0
Allworth Financial LP	Decreased	1,400(-0.4%)	$7,630	0.0%	-41.57%	0
MORGAN STANLEY	Decreased	1,387(-2.5%)	$7,561	0.0%	-38.63%	0
Russell Investments Group, Ltd.	New	744	$4,056	0.0%	-4.77%	22
WELLS FARGO & COMPANY/MN	Decreased	3(-99.7%)	$15	0.0%	-39.97%	0
JANE STREET GROUP, LLC	Exited	0(-100.0%)	$206,632	0.0%	-9.19%	0
NORTHERN TRUST CORP	Exited	0(-100.0%)	$58,943	0.0%	-36.38%	0
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	Exited	0(-100.0%)	$631	0.0%	+13.38%	0
SOSquarepoint Ops LLC	Exited	0(-100.0%)	$325,359	0.0%	-22.53%	0
HRT FINANCIAL LP	Exited	0(-100.0%)	$56,000	0.0%	+13.38%	0

GECCGREAT ELM CAP CORP

1M3M6M1Y3Y5Y

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High Conviction Moves-Smart Money Convergence-Fund Consensus-Double-Down Detection

Data sourced from four public-disclosure sources: SEC 13F, Form 4, 13D/13G, and House/Senate STOCK Act disclosures. Not financial advice. Full disclaimer