First Trust Smith Unconstrained (UCON) is held by institutional investors who disclose positions via SEC 13F filings. View the full list of institutional holders on HoldingsIntel.

Are institutions buying or selling UCON?

HoldingsIntel tracks quarter-over-quarter changes in institutional positions for First Trust Smith Unconstrained, showing new buyers, position increases, decreases, and exits with conviction-weighted sentiment.

What is the Smart Money Verdict on UCON?

The Smart Money Verdict combines four independent signals (institutional 13F activity, insider trades, activist filings, and congressional trades) into a single assessment for First Trust Smith Unconstrained.

Is institutional money flowing into UCON?

59 institutional investors hold First Trust Smith Unconstrained (UCON). View detailed buyer/seller breakdown on HoldingsIntel.

What do hedge funds think about UCON?

Track institutional sentiment and conviction scores for First Trust Smith Unconstrained (UCON) including Smart Money Verdict and position changes on HoldingsIntel.

First Trust Smith Unconstrained

UCON·33740F888·US·etf·Unknown - Unknown

SMITH UNCONSTRAI

UCON (First Trust Smith Unconstrained) is held by 59 institutional investors as of Q4 2025. Largest holders: LPL Financial LLC ($306.1M), MORGAN STANLEY ($209.8M), WELLS FARGO & COMPANY/MN ($156.8M). Net institutional sentiment: Bullish.

Holders

Avg rating(9 Elite)

$1.6B

Total Value

72% (63)

Fund Consensus

44 buying - 17 selling

Smart Money VerdictView all

64Mixed MomentumSingle Source

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See how UCON's score breaks down across 4 SEC sources

Held by 59 funds

9 elite

No recent insider, activist, or congressional trades found for this stock

13F: Dec 31, 2025Insider & Congress: Updated regularly

Fund	Action	Shares	Value	Weight	Est. P&L	Conviction
LPL Financial LLC	Increased	12.2M(+14.2%)	$306.1M	0.1%	+11.76%	35
MORGAN STANLEY	Increased	8.3M(+6.6%)	$209.8M	0.0%	+8.88%	33
WELLS FARGO & COMPANY/MN	Increased	6.2M(+4.8%)	$156.8M	0.0%	+6.26%	32
AMERIPRISE FINANCIAL INC	Increased	4.8M(+20.9%)	$121.6M	0.0%	+4.75%	36
BANK OF AMERICA CORP /DE/	Increased	4M(+4.1%)	$99.6M	0.0%	+7.07%	31
ROYAL BANK OF CANADA	Increased	3.8M(+4.1%)	$95.6M	0.0%	+6.71%	31
RAYMOND JAMES FINANCIAL INC	Increased	2.6M(+18.0%)	$66.4M	0.0%	+5.55%	35
HighTower Advisors, LLC	Increased	2.4M(+2.3%)	$60.9M	0.1%	+12.15%	30
OSAIC HOLDINGS, INC.	Increased	2M(+4.0%)	$51.1M	0.1%	+12.38%	31
ENVESTNET ASSET MANAGEMENT INC	Increased	1.9M(+3.1%)	$48.7M	0.0%	+13.20%	30
TRUIST FINANCIAL CORP	Increased	1.7M(+6.7%)	$42.6M	0.1%	+12.17%	31
STIFEL FINANCIAL CORP	Increased	1.6M(+4.0%)	$39.7M	0.0%	+5.49%	30
Cetera Investment Advisers	Increased	1.3M(+0.3%)	$33.9M	0.0%	+11.16%	29
Aptus Capital Advisors, LLC	Increased	1.3M(+318.7%)	$32.8M	0.2%	+2.74%	56
COMMONWEALTH EQUITY SERVICES, LLC	Increased	1.2M(+29.6%)	$31.3M	0.0%	+8.61%	36
JPMORGAN CHASE & CO	Decreased	1.1M(-32.0%)	$28.1M	0.0%	+7.16%	0
Focus Partners Wealth	Increased	957,587(+7.3%)	$24M	0.0%	+8.38%	31
MML INVESTORS SERVICES, LLC	Increased	836,203(+100.8%)	$21M	0.1%	+4.46%	46
Kestra Advisory Services, LLC	Increased	562,490(+5.0%)	$14.2M	0.1%	+10.27%	29
Private Advisor Group, LLC	Increased	522,056(+15.9%)	$13.1M	0.1%	+12.85%	32
Equitable Holdings, Inc.	Increased	490,698(+10.1%)	$12.4M	0.1%	+8.58%	31
Mariner, LLC	Increased	470,713(+1.9%)	$11.8M	0.0%	+16.17%	28
&PARTNERS	Decreased	389,364(-0.5%)	$9.8M	0.1%	+6.44%	0
Cerity Partners LLC	Decreased	375,796(-3.4%)	$9.5M	0.0%	+7.45%	0
CAPTRUST FINANCIAL ADVISORS	Decreased	373,976(-11.5%)	$9.4M	0.0%	+10.83%	0
AXXCESS WEALTH MANAGEMENT, LLC	New	352,225	$8.9M	0.2%	+0.24%	46
US BANCORP \DE\	Increased	325,503(+27.7%)	$8.2M	0.0%	+7.43%	34
MATHER GROUP, LLC.	Increased	303,023(+1.4%)	$7.6M	0.1%	+17.81%	28
Steward Partners Investment Advisory, LLC	Increased	286,283(+1.9%)	$7.2M	0.0%	+14.67%	28
Baird Financial Group, Inc.	Increased	282,419(+1.5%)	$7.1M	0.0%	+15.52%	28
Integrated Wealth Concepts LLC	Decreased	273,051(-71.2%)	$6.9M	0.1%	+14.64%	0
Envestnet Portfolio Solutions, Inc.	Increased	216,764(+18.6%)	$5.5M	0.0%	+8.26%	32
NewEdge Advisors, LLC	Decreased	191,618(-11.7%)	$4.8M	0.0%	+9.69%	0
OneDigital Investment Advisors LLC	Increased	123,892(+23.7%)	$3.1M	0.0%	+5.87%	32
Farther Finance Advisors, LLC	Increased	112,929(+8.1%)	$2.8M	0.0%	+7.37%	28
D.A. DAVIDSON & CO.	Increased	98,559(+8.3%)	$2.5M	0.0%	+12.27%	28
SUSQUEHANNA INTERNATIONAL GROUP, LLP	Increased	77,163(+754.2%)	$1.9M	0.0%	+0.86%	42
COMERICA BANK	Increased	70,922(+7.8%)	$1.8M	0.0%	+11.52%	28
Rockefeller Capital Management L.P.	Increased	69,625(+29.6%)	$1.8M	0.0%	+6.31%	32
Lido Advisors, LLC	Unchanged	57,956	$1.5M	0.0%	+6.76%	0
Pinnacle Financial Partners, Inc.	New	43,847	$1.1M	0.0%	+0.24%	35
RENAISSANCE TECHNOLOGIES LLC	Decreased	28,400(-92.8%)	$714,828	0.0%	+5.94%	0
Sanctuary Advisors, LLC	Increased	27,281(+44.0%)	$686,663	0.0%	+2.98%	33
Savant Capital, LLC	Decreased	25,191(-26.8%)	$634,058	0.0%	+10.97%	0
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Increased	19,639(+13.3%)	$494,905	0.0%	+6.57%	27
Financial Engines Advisors L.L.C.	Decreased	12,617(-71.1%)	$317,570	0.0%	+5.80%	0
ASSETMARK, INC	Decreased	12,478(-10.6%)	$314,071	0.0%	+10.95%	0
Waverly Advisors, LLC	Decreased	11,386(-33.0%)	$286,586	0.0%	+4.32%	0
AE Wealth Management LLC	Increased	11,041(+112.3%)	$277,910	0.0%	+4.57%	38
GOLDMAN SACHS GROUP INC	New	9,825	$247,295	0.0%	+0.24%	35
Merit Financial Group, LLC	New	9,757	$245,579	0.0%	+0.24%	32
BENJAMIN EDWARDS INC	New	8,494	$213,855	0.0%	+0.24%	32
CULLEN/FROST BANKERS, INC.	New	4,499	$113,229	0.0%	+0.24%	30
Qube Research & Technologies Ltd	New	2,637	$66,373	0.0%	+0.24%	29
BANK OF MONTREAL /CAN/	Decreased	2,182(-10.1%)	$54,921	0.0%	+3.43%	0
UBS Group AG	Increased	1,153(+46.0%)	$29,021	0.0%	+8.29%	18
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	Decreased	322(-13.7%)	$8,105	0.0%	+4.38%	0
JONES FINANCIAL COMPANIES LLLP	New	132	$3,322	0.0%	+0.24%	21
BNP PARIBAS FINANCIAL MARKETS	Unchanged	89	$2,240	0.0%	+4.57%	0
TD Waterhouse Canada Inc.	Exited	0(-100.0%)	$580	0.0%	+1.37%	0
Kovitz Investment Group Partners, LLC	Exited	0(-100.0%)	$3.7M	0.0%	+6.22%	0
MAI Capital Management	Exited	0(-100.0%)	$16,745	0.0%	+4.61%	0
HUNTINGTON NATIONAL BANK	Exited	0(-100.0%)	$133,398	0.0%	+1.37%	0

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