MML INVESTORS SERVICES, LLCMML INVESTORS SERVICES, LLC

Institutional investor · Portfolio as of Q1 2024

SEC EDGAR SourceSEC Filings

Top Holdings2,465 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction
IVVIVV
ETF

iShares Trust CORE S&P500 ETF

2.4M$1.3B5.3%$368.48+39.41%
22 qtrssince 2018-Q4
Decreased
0

MICROSOFT CORP

1.1M$465.4M1.9%$202.16+105.43%
22 qtrssince 2018-Q4
Decreased
0
QUALQUAL
ETF

ISHARES TR

2.4M$401.3M1.7%$125.69+28.42%
22 qtrssince 2018-Q4
Increased
53
QQQQQQ
Unit

Invesco QQQ Trust, Series 1 UNIT SER 1

864,924$384M1.6%$361.81+21.54%
4 qtrssince 2023-Q2
Decreased
0

APPLE INC

2.1M$360.1M1.5%$186.06-8.67%
4 qtrssince 2023-Q2
Increased
51

AMAZON COM INC

1.8M$322.6M1.3%$131.65+37.01%
4 qtrssince 2023-Q2
Increased
51
IUSBIUSB
ETF

ISHARES TR

7M$318.2M1.3%$42.57-1.09%
21 qtrssince 2019-Q1
Increased
63
SPYSPY
Unit

State Street Spdr S&p 500 Etf Trust TR UNIT

603,561$315.7M1.3%$306.54+67.04%
22 qtrssince 2018-Q4
Increased
49
VEAVEA
ETF

VANGUARD TAX-MANAGED FDS

6M$300.6M1.2%$40.58+16.31%
22 qtrssince 2018-Q4
Increased
57

NVIDIA CORPORATION

313,897$283.6M1.2%$22.18+307.16%
22 qtrssince 2018-Q4
Decreased
0
VOOVOO
ETF

VANGUARD INDEX FDS

576,400$277.1M1.1%$325.06+44.65%
22 qtrssince 2018-Q4
Increased
52
VUGVUG
ETF

Vanguard Index Funds GROWTH ETF

747,649$257.3M1.1%$188.62+80.99%
22 qtrssince 2018-Q4
Increased
49
VTVVTV
ETF

VANGUARD INDEX FDS

1.4M$220.6M0.9%$105.00+49.18%
22 qtrssince 2018-Q4
Decreased
0
IEFAIEFA
ETF

ISHARES TR

2.7M$197.4M0.8%$56.49+22.51%
22 qtrssince 2018-Q4
Increased
47

ALPHABET INC

1.2M$183.4M0.8%$102.45+46.21%
22 qtrssince 2018-Q4
Increased
43
DYNFDYNF
ETF

BLACKROCK ETF TRUST

4.1M$180.8M0.7%$43.52+0.27%
17 qtrssince 2020-Q1
Increased
69
IVWIVW
ETF

ISHARES TR

2.1M$178.8M0.7%$74.71+12.12%
22 qtrssince 2018-Q4
Increased
69
DGRODGRO
ETF

ISHARES TR

3.1M$177.4M0.7%$35.85+55.67%
22 qtrssince 2018-Q4
Decreased
0
IWFIWF
ETF

iShares Trust RUS 1000 GRW ETF

495,824$167.1M0.7%$172.88+93.48%
22 qtrssince 2018-Q4
Decreased
0

JPMORGAN CHASE & CO

830,138$166.3M0.7%$112.13+71.13%
22 qtrssince 2018-Q4
Increased
44
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$24.3B
AUM
2,465
Positions
Q1 2024
Filing
Rating · 4.5
Quarterly Portfolio Change
+16%Q4'22$15.2B-7%Q1'23$14.1B+28%Q2'23$18.1B-0%Q3'23$18.1B+20%Q4'23$21.7B+12%Q1'24$24.3B
Activity profile
$ moved · Q1'24
New3%Increased67%Decreased29%Exited1%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 3.6 years
<1Q3%1-4Q11%1-2Y9%2Y+77%

MML INVESTORS SERVICES, LLC manages $24.3B across 2465 positions as of Q1 2024. Top holdings: IVV (5.3%), MSFT (1.9%), QUAL (1.7%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 4.5/5.0.

Q1 2024 Summary

Active quarter - 155 new positions, 130 exits, 1311 increased. Top move: DYNF (INCREASED, conviction 69). Portfolio: $24.3B across 2465 positions.

Top holdings by portfolio weight

Total AUM$24B
IVV5.31%
MSFT1.92%
QUAL1.65%
QQQ1.58%
AAPL1.48%
AMZN1.33%
IUSB1.31%
SPY1.30%
VEA1.24%
NVDA1.17%
Other1.14%

Portfolio allocation by GICS sector

Sectors11
Unknown63.75%
Technology9.67%
Financial Services5.14%
Healthcare4.87%
Consumer Cyclical4.16%
Industrials3.28%
Communication Services3.01%
Consumer Defensive2.21%
Energy1.57%
Utilities0.80%
Other1.55%

Behavioral investing profile

Balanced Allocator93%- primarily Unknown
Compare DNA across all funds
7-dimension quality assessment
Elite(4.5 / 5.0)
Track Record64
Conviction39
Concentration0
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
14020Y508CAPITAL GRP FIXED INCM ETF T
Q3 2024 Q1 2026+1.2M shares+$60M
7Q
AEEAMEREN CORP
Q3 2024 Q1 2026+26,292 shares+$5.4M
7Q
AVDVAMERICAN CENTY ETF TR
Q3 2024 Q1 2026+97,131 shares+$17.6M

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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