MML INVESTORS SERVICES, LLCMML INVESTORS SERVICES, LLC

Institutional investor · Portfolio as of Q4 2018

SEC EDGAR SourceSEC Filings

Top Holdings1,488 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction
SPYSPY
Unit

State Street Spdr S&p 500 Etf Trust TR UNIT

562,750$140.6M2.5%$222.810.00%
1 qtr
New
78
IVVIVV
ETF

iShares Trust CORE S&P500 ETF

529,091$133.1M2.4%$222.890.00%
1 qtr
New
78
QQQQQQ
Unit

Invesco QQQ Trust, Series 1 UNIT SER 1

769,892$118.8M2.1%$146.400.00%
1 qtr
New
78
VOOVOO
ETF

VANGUARD INDEX FDS

352,727$81.1M1.5%$203.980.00%
1 qtr
New
68
IJHIJH
ETF

ISHARES TR

430,257$71.4M1.3%$29.530.00%
1 qtr
New
68

APPLE INC

448,361$70.7M1.3%$37.100.00%
1 qtr
New
68
IWFIWF
ETF

iShares Trust RUS 1000 GRW ETF

524,354$68.6M1.2%$123.240.00%
1 qtr
New
68
USMVUSMV
ETF

ISHARES TR

1.2M$61.3M1.1%$45.990.00%
1 qtr
New
67
NEARNEAR
ETF

ISHARES U S ETF TR

1.2M$61.2M1.1%$40.300.00%
1 qtr
New
67
VIGVIG
ETF

VANGUARD SPECIALIZED FUNDS

613,187$60.1M1.1%$85.170.00%
1 qtr
New
67
SDYSDY
ETF

SPDR SERIES TRUST

624,829$55.9M1.0%$73.810.00%
1 qtr
New
67
IEFAIEFA
ETF

ISHARES TR

1M$55.4M1.0%$44.140.00%
1 qtr
New
57
MTUMMTUM
ETF

ISHARES TR

542,639$54.4M1.0%$91.050.00%
1 qtr
New
57
VUGVUG
ETF

Vanguard Index Funds GROWTH ETF

403,682$54.2M1.0%$126.970.00%
1 qtr
New
57
VTVVTV
ETF

VANGUARD INDEX FDS

493,724$48.4M0.9%$81.250.00%
1 qtr
New
57

AMAZON COM INC

31,877$47.9M0.9%$73.900.00%
1 qtr
New
57
IJRIJR
ETF

ISHARES TR

678,397$47M0.8%$61.720.00%
1 qtr
New
57
EFAEFA
ETF

iShares Trust MSCI EAFE ETF

771,562$45.4M0.8%$47.490.00%
1 qtr
New
57

MICROSOFT CORP

438,305$44.5M0.8%$93.930.00%
1 qtr
New
57
AGGAGG
ETF

ISHARES TR

405,853$43.2M0.8%$86.900.00%
1 qtr
New
57
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$5.6B
AUM
1,488
Positions
Q4 2018
Filing
Rating · 4.5
Quarterly Portfolio Change
Not enough history yet
Activity profile
$ moved · Q4'18
New100%Increased0%Decreased0%Exited0%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg <1 quarter
<1Q98%1-4Q0%1-2Y0%2Y+2%

MML INVESTORS SERVICES, LLC manages $5.6B across 1488 positions as of Q4 2018. Top holdings: SPY (2.5%), IVV (2.4%), QQQ (2.1%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 4.5/5.0.

Q4 2018 Summary

Active quarter - 1488 new positions, 0 exits, 0 increased. Top move: SPY (NEW, conviction 78). Portfolio: $5.6B across 1488 positions.

Top holdings by portfolio weight

Total AUM$6B
SPY2.53%
IVV2.39%
QQQ2.13%
VOO1.46%
IJH1.28%
AAPL1.27%
IWF1.23%
USMV1.10%
NEAR1.10%
VIG1.08%
Other1.01%

Portfolio allocation by GICS sector

Sectors11
Unknown73.12%
Technology4.55%
Financial Services3.83%
Healthcare3.68%
Consumer Cyclical3.27%
Communication Services3.18%
Consumer Defensive2.48%
Industrials2.44%
Energy1.33%
Utilities0.99%
Other1.14%

Behavioral investing profile

Balanced Allocator93%- primarily Unknown
Compare DNA across all funds
7-dimension quality assessment
Elite(4.5 / 5.0)
Track Record64
Conviction39
Concentration0
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
14020Y508CAPITAL GRP FIXED INCM ETF T
Q3 2024 Q1 2026+1.2M shares+$60M
7Q
AEEAMEREN CORP
Q3 2024 Q1 2026+26,292 shares+$5.4M
7Q
AVDVAMERICAN CENTY ETF TR
Q3 2024 Q1 2026+97,131 shares+$17.6M

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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