FIRST TRUST ADVISORS LPFIRST TRUST ADVISORS LP

Institutional investor · Portfolio as of Q1 2020

Top Holdings2,342 positions

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Activity:

AMAZON COM INC

416,878$812.8M1.8%$76.06+28.16%
6 qtrssince 2018-Q4
Decreased
0

CISCO SYS INC

16.6M$651.9M1.5%$38.31-15.01%
6 qtrssince 2018-Q4
Decreased
0

META PLATFORMS INC

3.4M$559.5M1.3%$130.74+26.38%
6 qtrssince 2018-Q4
Increased
51

ALPHABET INC

405,472$471.1M1.1%$52.43+9.77%
6 qtrssince 2018-Q4
Increased
53

MICROSOFT CORP

2.7M$425.1M1.0%$101.87+46.46%
6 qtrssince 2018-Q4
Decreased
0

ALPHABET INC

333,515$387.8M0.9%$52.04+10.67%
6 qtrssince 2018-Q4
Increased
47

NETFLIX INC.

1M$378.1M0.9%$26.77+40.29%
6 qtrssince 2018-Q4
Decreased
0

SALESFORCE INC

2.5M$366.9M0.8%$134.64+5.12%
6 qtrssince 2018-Q4
Decreased
0
FDNFDN
ETF

FIRST TR EXCHANGE-TRADED FD

2.9M$353.8M0.8%$117.20+5.57%
6 qtrssince 2018-Q4
Decreased
0

CITRIX SYSTEMS INC

2.5M$353.2M0.8%——
6 qtrssince 2018-Q4
Decreased
0

PAYPAL HLDGS INC

3.7M$352.3M0.8%$83.27+13.71%
6 qtrssince 2018-Q4
Decreased
0
QTECQTEC
ETF

FIRST TR EXCHANGE-TRADED FD

4.2M$352.3M0.8%$67.48+24.32%
6 qtrssince 2018-Q4
Decreased
0
FXHFXH
ETF

FIRST TR EXCHANGE-TRADED FD

4.8M$351.4M0.8%$73.18+80.96%as of Oct 16
1 qtr
New
61
FXLFXL
ETF

FIRST TR EXCHANGE-TRADED FD

5.8M$346.8M0.8%$52.16+12.75%
6 qtrssince 2018-Q4
Decreased
0
FXUFXU
ETF

FIRST TR EXCHANGE-TRADED FD

13.4M$330M0.7%$24.08-10.31%
4 qtrssince 2019-Q2
Decreased
0

OKTA INC

2.3M$285.8M0.6%$64.56+89.38%
6 qtrssince 2018-Q4
Decreased
0

AKAMAI TECHNOLOGIES INC

3.1M$283M0.6%$65.57+39.52%
6 qtrssince 2018-Q4
Decreased
0

VERISIGN INC

1.5M$277.9M0.6%$145.62+28.36%
6 qtrssince 2018-Q4
Decreased
0

INTERNATIONAL BUSINESS MACHS

2.2M$242.9M0.6%$85.51-5.13%
6 qtrssince 2018-Q4
Decreased
0

DOCUSIGN INC

2.6M$242.5M0.5%$51.89+78.09%
6 qtrssince 2018-Q4
Decreased
0
$44.1B
AUM
2,342
Positions
Q1 2020
Filing
HI score · 2.0/5
Quarterly 13F Value Change
+19%Q1'19$50.3B+5%Q2'19$53B+0%Q3'19$53.1B+10%Q4'19$58.6B-25%Q1'20$44.1B
Activity profile
$ moved · Q1'20
New4%Increased27%Decreased63%Exited7%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 1.1 years
<1Q2%1-4Q11%1-2Y87%2Y+0%

FIRST TRUST ADVISORS LP manages $44.1B across 2342 positions as of Q1 2020. Top holdings: AMZN (1.8%), CSCO (1.5%), META (1.3%). Fund DNA: Steady Compounder. HoldingsIntel Score: 2/5.0.

Q1 2020 Summary

Active quarter - 110 new positions, 149 exits, 823 increased. Top move: FXH (NEW, conviction 61). Portfolio: $44.1B across 2342 positions.

Top holdings by portfolio weight

Total AUM$44B
AMZN1.84%
CSCO1.48%
META1.27%
GOOGL1.07%
MSFT0.96%
GOOG0.88%
NFLX0.86%
CRM0.83%
FDN0.80%
CTXS0.80%
Other0.80%

Portfolio allocation by GICS sector

Sectors11
Technology23.56%
Unknown17.17%
Healthcare11.45%
Financial Services9.92%
Communication Services8.50%
Industrials6.99%
Consumer Cyclical6.63%
Utilities5.87%
Consumer Defensive4.23%
Real Estate2.31%
Other3.38%

Behavioral investing profile

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Steady Compounder- primarily Technology, Unknown, Healthcare
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Below Average(2.0 / 5.0)
Holdings P&L53
Conviction37
Concentration17
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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