ALPS ADVISORS INCALPS ADVISORS INC

Institutional investor · Portfolio as of Q4 2019

Top Holdings813 positions

Checking export access…
Activity:

ENTERPRISE PRODS PARTNERS L

28.7M$809M6.3%$16.70+1.39%
4 qtrssince 2019-Q1
Decreased
0

ENERGY TRANSFER L P

62.7M$804.5M6.3%$7.98-10.35%
4 qtrssince 2019-Q1
Increased
64
MMPMMP
Unit

MAGELLAN MIDSTREAM PRTNRS LP

12.6M$792.1M6.2%——
4 qtrssince 2019-Q1
Increased
63
MPLXMPLX
Unit

MPLX LP

31.1M$791.8M6.2%$15.62-15.69%
4 qtrssince 2019-Q1
Increased
66
PAAPAA
Unit

PLAINS ALL AMERN PIPELINE L

42.1M$774.4M6.0%$13.33-19.31%
4 qtrssince 2019-Q1
Increased
68
PSXPPSXPDelisted
Unit

PHILLIPS 66 PARTNERS LP

8.6M$527.5M4.1%——
4 qtrssince 2019-Q1
Increased
71
WESWES
Unit

WESTERN MIDSTREAM PARTNERS L

24.2M$475.6M3.7%$15.08-29.47%
4 qtrssince 2019-Q1
Decreased
0

TALLGRASS ENERGY LP

18.9M$417.6M3.3%——
4 qtrssince 2019-Q1
Decreased
0

BERKSHIRE HATHAWAY INC DEL

1,114$378.3M2.9%$301,215.00+12.46%
4 qtrssince 2019-Q1
Unchanged
0
NSNSDelisted
Unit

NUSTAR ENERGY LP

11.7M$303.7M2.4%——
4 qtrssince 2019-Q1
Decreased
0
SHLXSHLXDelisted
Unit

SHELL MIDSTREAM PARTNERS L P

14.8M$299.6M2.3%——
4 qtrssince 2019-Q1
Decreased
0
EQMEQMDelisted
Unit

EQM MIDSTREAM PARTNERS LP

9.9M$297M2.3%——
4 qtrssince 2019-Q1
Decreased
0
TCTCPDelisted

TC PIPELINES LP

6.5M$273.5M2.1%——
4 qtrssince 2019-Q1
Decreased
0
GELGEL
Unit

GENESIS ENERGY L P

13.1M$268M2.1%$14.03-4.42%
4 qtrssince 2019-Q1
Decreased
0
DCPDCPDelisted

DCP MIDSTREAM LP

10.8M$263.9M2.1%——
4 qtrssince 2019-Q1
Decreased
0
CQPCQP
Unit

CHENIERE ENERGY PARTNERS LP

4.9M$193.9M1.5%$26.28-4.04%
4 qtrssince 2019-Q1
Decreased
0
ENLCENLCDelisted
Unit

ENLINK MIDSTREAM LLC

31.2M$191.2M1.5%——
4 qtrssince 2019-Q1
Decreased
0
CEQPCEQPDelisted
Unit

CRESTWOOD EQUITY PARTNERS LP

5.9M$182.3M1.4%——
4 qtrssince 2019-Q1
Decreased
0
NGLNGL
Unit

NGL ENERGY PARTNERS LP

14.2M$161.1M1.3%$10.98-13.30%
4 qtrssince 2019-Q1
Increased
48

JPMORGAN CHASE & CO

1.1M$149.5M1.2%$82.77+40.73%
4 qtrssince 2019-Q1
Decreased
0
$12.8B
AUM
813
Positions
Q4 2019
Filing
HI score · 2.5/5
Quarterly 13F Value Change
-4%Q2'19$13.5B-5%Q3'19$12.8B-0%Q4'19$12.8B
Activity profile
$ moved · Q4'19
New16%Increased31%Decreased37%Exited17%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 2.3 quarters
<1Q8%1-4Q92%1-2Y0%2Y+0%

ALPS ADVISORS INC manages $12.8B across 813 positions as of Q4 2019. Top holdings: EPD (6.3%), ET (6.3%), MMP (6.2%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 2.5/5.0.

Q4 2019 Summary

Active quarter - 68 new positions, 77 exits, 161 increased. Top move: PSXP (INCREASED, conviction 71). Portfolio: $12.8B across 813 positions.

Top holdings by portfolio weight

Total AUM$13B
EPD6.31%
ET6.27%
MMP6.17%
MPLX6.17%
PAA6.04%
PSXP4.11%
WES3.71%
TGE3.25%
BRK/A2.95%
NS2.37%
Other2.34%

Portfolio allocation by GICS sector

Sectors11
Unknown56.33%
Energy14.83%
Financial Services11.08%
Healthcare3.01%
Technology2.78%
Consumer Cyclical2.61%
Industrials2.33%
Consumer Defensive2.08%
Utilities1.63%
Communication Services1.50%
Other1.82%

Behavioral investing profile

Checking access…
Balanced Allocator- primarily Unknown, Energy, Financial Services
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Solid(2.5 / 5.0)
Holdings P&L48
Conviction40
Concentration86
Checking access…

Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Similar Funds

Funds with similar investing DNA

Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
ABATABATAMERICAN BATTERY TECHNOLOGY COM NEW
Q4 2024 → Q2 2026+592,847 shares+$1.7M
7Q
ASMASMAVINO SILVER & GOLD MINES LTD COM
Q4 2024 → Q2 2026+610,428 shares+$4M
7Q
BVNBVNCOMPANIA DE MINAS BUENAVENTU
Q4 2024 → Q2 2026+945,038 shares+$27.9M
Checking access…

Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

Analytics tracking helps us improve the product. Essential functions stay on either way. How analytics data is used