How many stocks does LPL Financial LLC own?

As of Q3 2021, LPL Financial LLC holds 4,319 positions in their 13F portfolio.

What is LPL Financial LLC's largest holding?

BND at 2.5% of portfolio, worth $2.6B.

What is LPL Financial LLC's total portfolio value?

$106.5B as of Q3 2021, tracked across 4,319 holdings.

Is LPL Financial LLC a hedge fund?

LPL Financial LLC is an institutional investment manager required to file SEC 13F reports. This includes hedge funds, mutual funds, pension funds, and other institutions managing over $100M.

How often does LPL Financial LLC report?

13F filings are due quarterly, approximately 45 days after each quarter end.

How has LPL Financial LLC's portfolio changed in Q3 2021?

View LPL Financial LLC's latest portfolio changes, new positions, and exits for Q3 2021 on HoldingsIntel.

What is LPL Financial LLC's investment strategy?

LPL Financial LLC is classified as a Balanced Allocator fund based on HoldingsIntel's Fund DNA analysis of 6 behavioral dimensions.

HoldingsIntel

LPL Financial LLC

Institutional investor · Portfolio as of Q3 2021

SEC EDGAR SourceSEC Filings

$106.5B

AUM

4,319

Positions

Q3 2021

Filing

Rating · 4.0

Quarterly Portfolio Change

Activity profile

$ moved · Q3'21

New2%Increased81%Decreased16%Exited1%

Composition

Equity vs derivatives

Equity100%Puts0%Calls0%

Holding period

Avg 2.1 years

<1Q5%1-4Q14%1-2Y12%2Y+70%

Q3 2021 Summary

Active quarter - 289 new positions, 196 exits, 2829 increased. Top move: IVV (INCREASED, conviction 64). Portfolio: $106.5B across 4319 positions.

Portfolio Allocation

Top holdings by portfolio weight

BND2.47%

QQQ2.29%

IVV2.26%

SPY2.07%

VTI1.99%

AAPL1.83%

IEFA1.53%

IJH1.47%

IWM1.39%

IEMG1.35%

Other1.24%

Sector Breakdown

Portfolio allocation by GICS sector

Unknown76.88%

Technology6.20%

Financial Services3.10%

Consumer Cyclical3.03%

Healthcare2.62%

Communication Services2.34%

Industrials1.93%

Consumer Defensive1.55%

Energy0.71%

Real Estate0.61%

Other1.03%

Fund DNA

Behavioral investing profile

Balanced Allocator91%- primarily Unknown

Compare DNA across all funds

Fund Rating

7-dimension quality assessment

Strong(4.0 / 5.0)

Track Record57

Conviction41

Concentration21

Upgrade to see all dimensions

Position Outcomes

Best and worst performing positions by estimated return

Top Winners

HOV11Q held

Hovnanian Enterprises Inc

Avg $19.36 · $2.6M est. P&L

Est. P&L

+410.50%

RILY12Q held

BRC GROUP HOLDINGS INC

Avg $9.25 · $299,648 est. P&L

Est. P&L

+381.01%

CRIS8Q held

CURIS INC

Avg $37.10 · $4.5M est. P&L

Est. P&L

+318.88%

Top Losers

Upgrade to Pro to see the worst-performing positions.

View plans

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Holdings4,319 positions

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Activity:

Stock	Shares	Value	Weight	Price Trend	Avg Buy	Est. P&L	Held	Conviction
BND ETF VANGUARD BD INDEX FDS	30.8M	$2.6B	2.5%	—	$69.40	+6.80%	12 qtrssince 2018-Q4	Increased 58
QQQ Unit INVESCO QQQ	6.8M	$2.4B	2.3%	—	$188.91	+85.21%	12 qtrssince 2018-Q4	Increased 59
IVV ETF ISHARES TR	5.6M	$2.4B	2.3%	—	$268.76	+52.66%	12 qtrssince 2018-Q4	Increased 64
SPY Unit STATE STR SPDR S&P 500 ETF T	5.1M	$2.2B	2.1%	—	$263.89	+55.19%	12 qtrssince 2018-Q4	Increased 61
VTI ETF VANGUARD INDEX FDS	9.6M	$2.1B	2.0%	—	$121.78	+73.44%	12 qtrssince 2018-Q4	Increased 51
AAPL APPLE INC	13.8M	$1.9B	1.8%	—	$100.65	+38.65%	12 qtrssince 2018-Q4	Increased 52
IEFA ETF ISHARES TR	22M	$1.6B	1.5%	—	$55.02	+16.80%	12 qtrssince 2018-Q4	Increased 56
IJH ETF ISHARES TR	6M	$1.6B	1.5%	—	$32.99	+52.04%	12 qtrssince 2018-Q4	Increased 54
IWM ETF ISHARES TR	6.8M	$1.5B	1.4%	—	$152.76	+36.81%	12 qtrssince 2018-Q4	Increased 51
IEMG ETF ISHARES INC	23.2M	$1.4B	1.3%	—	$45.68	+16.89%	12 qtrssince 2018-Q4	Increased 54
Showing 10 of 4,319 results.4,309 more with Pro.PROUpgrade to see all →