SIMPLEX TRADING, LLCSIMPLEX TRADING, LLC

Institutional investor · Portfolio as of Q1 2023

Top Holdings9,440 positions

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Activity:
29.8M$12.2B10.7%———
Increased
—
??SPDR S&P 500 ETF TR
CALL
Delisted
19M$7.8B6.8%———
Increased
—
18.2M$5.8B5.1%———
Increased
—
??ISHARES TR
PUT
Delisted
30.8M$4B3.5%———
Increased
—
??INVESCO QQQ TR
CALL
Delisted
10.2M$3.3B2.9%———
Increased
—
??TESLA INC
CALL
Delisted
12.6M$2.6B2.3%———
Decreased
—
??ISHARES TR
CALL
Delisted
18.9M$2.3B2.0%———
Increased
—
??TESLA INC
PUT
Delisted
10.8M$2.2B2.0%———
Decreased
—
??AMAZON COM INC
CALL
Delisted
14.5M$1.5B1.3%———
Decreased
—
??APPLE INC
CALL
Delisted
9.1M$1.5B1.3%———
Decreased
—
8.9M$1.5B1.3%———
Increased
—
??META PLATFORMS INC
CALL
Delisted
6.9M$1.5B1.3%———
Decreased
—
13.2M$1.4B1.2%———
Increased
—
4.7M$1.4B1.2%———
Increased
—
19.9M$1.3B1.2%———
Decreased
—
4.8M$1.3B1.2%———
Increased
—
4.3M$1.2B1.0%———
Increased
—
??SPDR GOLD TR
CALL
Delisted
6M$1.1B1.0%———
Increased
—
3.2M$923.2M0.8%———
Increased
—
??SELECT SECTOR SPDR TR
CALL
Delisted
13.8M$881.9M0.8%———
Increased
—
$113.8B
AUM
9,440
Positions
Q1 2023
Filing
HI score · 1.0/5
Quarterly 13F Value Change
+8%Q4'21$3.1B+3%Q1'22$3.1B-4%Q2'22$3B-15%Q3'22$2.6B-19%Q4'22$2.1B+6%Q1'23$2.2B
Activity profile
$ moved · Q1'23
New2%Increased67%Decreased27%Exited3%
Composition
Equity vs derivatives
Equity2%Puts52%Calls46%
Holding period
Avg 2.9 years
<1Q3%1-4Q7%1-2Y17%2Y+73%

SIMPLEX TRADING, LLC manages $113.8B across 9440 positions as of Q1 2023. Top holdings: SPDR S&P 500 ETF TR puts (10.7%), SPDR S&P 500 ETF TR calls (6.8%), INVESCO QQQ TR puts (5.1%). Fund DNA: Diversified Scout. HoldingsIntel Score: 1/5.0.

Q1 2023 Summary

Active quarter - 852 new positions, 1068 exits, 720 increased. No standout high-conviction moves this quarter. Portfolio: $113.8B across 9440 positions.

Top holdings by portfolio weight

Total AUM$2B
TLT0.04%
AAPL0.04%
WMT0.04%
XLU0.03%
OIH0.03%
C0.03%
ADBE0.03%
SBUX0.03%
KWEB0.03%
DIA0.03%
Other0.02%

Portfolio allocation by GICS sector

Sectors11
Unknown29.21%
Technology20.55%
Consumer Cyclical10.11%
Healthcare7.76%
Industrials7.18%
Communication Services5.87%
Financial Services5.64%
Consumer Defensive4.65%
Energy3.73%
Basic Materials3.41%
Other1.89%

Behavioral investing profile

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Diversified Scout- primarily Unknown, Technology, Consumer Cyclical
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Weak(1.0 / 5.0)
Holdings P&L32
Conviction28
Concentration1
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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