BARCLAYS PLCBARCLAYS PLC

Institutional investor · Portfolio as of Q3 2019

SEC EDGAR SourceSEC Filings
$159.9B
AUM
6,984
Positions
Q3 2019
Filing
Rating · 4.5
Quarterly Portfolio Change
+12%Q1'19$145B+13%Q2'19$163.3B-2%Q3'19$159.9B
Activity profile
$ moved · Q3'19
New1%Increased47%Decreased48%Exited4%
Composition
Equity vs derivatives
Equity49%Puts27%Calls24%
Holding period
Avg 2.9 quarters
<1Q4%1-4Q92%1-2Y0%2Y+3%

BARCLAYS PLC manages $159.9B across 6984 positions as of Q3 2019. Top holdings: SPY (7.2%), SPY (6.9%), HYG (3.1%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 4.5/5.0.

Q3 2019 Summary

Active quarter - 402 new positions, 323 exits, 1404 increased. No standout high-conviction moves this quarter. Portfolio: $159.9B across 6984 positions.

Top holdings by portfolio weight

Total AUM$78B
SPY1.52%
MSFT1.19%
LIN1.07%
AAPL1.01%
AMZN0.77%
QQQ0.65%
IWM0.64%
META0.62%
GOOGL0.56%
JNJ0.54%
Other0.50%

Portfolio allocation by GICS sector

Sectors11
Unknown25.47%
Technology14.01%
Healthcare9.97%
Financial Services9.27%
Consumer Cyclical8.93%
Communication Services7.32%
Industrials5.32%
Basic Materials5.25%
Consumer Defensive4.46%
Energy3.53%
Other6.46%

Behavioral investing profile

Balanced Allocator91%- primarily Unknown, Technology
Compare DNA across all funds
7-dimension quality assessment
Elite(4.5 / 5.0)
Track Record51
Conviction43
Concentration0
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Holdings6,984 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction
SPYSPY
CALL

State Street Spdr S&p 500 Etf Trust TR UNIT

39M$11.6B7.2%
Increased
SPYSPY
PUT

State Street Spdr S&p 500 Etf Trust TR UNIT

37.1M$11B6.9%
Increased
HYGHYG
PUT

ISHARES TR

56.4M$4.9B3.1%
Decreased
QQQQQQ
PUT

Invesco QQQ Trust, Series 1 UNIT SER 1

20.2M$3.8B2.4%
Decreased
QQQQQQ
CALL

Invesco QQQ Trust, Series 1 UNIT SER 1

18.8M$3.5B2.2%
Increased
IWMIWM
PUT

ISHARES TR

16.5M$2.5B1.6%
Increased
SPYSPY
Unit

State Street Spdr S&p 500 Etf Trust TR UNIT

8.2M$2.4B1.5%$240.83+11.85%
4 qtrssince 2018-Q4
Decreased
0

MICROSOFT CORP

13.7M$1.9B1.2%$100.40+29.81%
4 qtrssince 2018-Q4
Decreased
0
8.8M$1.7B1.1%$149.15+17.35%
4 qtrssince 2018-Q4
Decreased
0
12.3M$1.7B1.1%
Increased

APPLE INC

7.2M$1.6B1.0%$40.31+30.46%
4 qtrssince 2018-Q4
Decreased
0
IWMIWM
CALL

ISHARES TR

9.7M$1.5B0.9%
Decreased
EEMEEM
PUT

ISHARES TR

32.4M$1.3B0.8%
Increased

AMAZON COM INC

710,332$1.2B0.8%$79.14+9.01%
4 qtrssince 2018-Q4
Decreased
0
GLDGLD
CALL

SPDR GOLD TR

8.5M$1.2B0.7%
Increased
HYGHYG
CALL

ISHARES TR

12.5M$1.1B0.7%
Increased
QQQQQQ
Unit

Invesco QQQ Trust, Series 1 UNIT SER 1

5.5M$1B0.6%$159.27+13.07%
4 qtrssince 2018-Q4
Decreased
0
IWMIWM
ETF

ISHARES TR

6.8M$1B0.6%$128.64+8.55%
4 qtrssince 2018-Q4
Decreased
0

META PLATFORMS INC

5.6M$995.6M0.6%$144.76+21.49%
4 qtrssince 2018-Q4
Decreased
0
AAPLAAPL
PUT

APPLE INC

4.4M$986.3M0.6%
Decreased
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Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
BRZEBRAZE INC
Q3 2024 Q1 2026+1.5M shares+$35.5M
7Q
CPCANADIAN PACIFIC KANSAS CITY
Q3 2024 Q1 2026+1.3M shares+$105.1M
6Q
BRBROADRIDGE FINL SOLUTIONS IN
Q4 2024 Q1 2026+490,917 shares-$4.7M

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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