BARCLAYS PLCBARCLAYS PLC

Institutional investor · Portfolio as of Q3 2020

SEC EDGAR SourceSEC Filings
$168.4B
AUM
5,224
Positions
Q3 2020
Filing
Rating · 4.5
Quarterly Portfolio Change
+13%Q2'19$163.3B-2%Q3'19$159.9B+13%Q4'19$180.2B-30%Q1'20$126.5B+2%Q2'20$129.4B+30%Q3'20$168.4B
Activity profile
$ moved · Q3'20
New1%Increased76%Decreased21%Exited2%
Composition
Equity vs derivatives
Equity50%Puts30%Calls20%
Holding period
Avg 1.7 years
<1Q3%1-4Q2%1-2Y93%2Y+3%

BARCLAYS PLC manages $168.4B across 5224 positions as of Q3 2020. Top holdings: SPY (9.6%), SPY (5.8%), QQQ (3.7%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 4.5/5.0.

Q3 2020 Summary

Active quarter - 208 new positions, 385 exits, 1662 increased. Top move: SPY (INCREASED, conviction 82). Portfolio: $168.4B across 5224 positions.

Top holdings by portfolio weight

Total AUM$84B
SPY2.63%
V1.74%
AAPL1.45%
MSFT1.38%
AMZN1.17%
IWM1.02%
META0.93%
LIN0.66%
GOOGL0.64%
NFLX0.60%
Other0.58%

Portfolio allocation by GICS sector

Sectors11
Unknown24.72%
Technology15.84%
Financial Services11.99%
Consumer Cyclical9.54%
Healthcare9.52%
Communication Services9.07%
Basic Materials5.17%
Industrials4.69%
Consumer Defensive3.92%
Real Estate2.41%
Other3.13%

Behavioral investing profile

7-dimension quality assessment
Elite(4.5 / 5.0)
Track Record51
Conviction43
Concentration0
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Holdings5,224 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction
SPYSPY
PUT

State Street Spdr S&p 500 Etf Trust TR UNIT

48.3M$16.2B9.6%
Increased
SPYSPY
CALL

State Street Spdr S&p 500 Etf Trust TR UNIT

29M$9.7B5.8%
Decreased
QQQQQQ
PUT

Invesco QQQ Trust, Series 1 UNIT SER 1

22.3M$6.2B3.7%
Increased
QQQQQQ
CALL

Invesco QQQ Trust, Series 1 UNIT SER 1

19M$5.3B3.1%
Increased
SPYSPY
Unit

State Street Spdr S&p 500 Etf Trust TR UNIT

13.2M$4.4B2.6%$271.00+14.00%
8 qtrssince 2018-Q4
Increased
82
IWMIWM
PUT

ISHARES TR

29.5M$4.4B2.6%
Increased
HYGHYG
PUT

ISHARES TR

45.8M$3.8B2.3%
Decreased

VISA INC

14.6M$2.9B1.7%$180.14+6.39%
8 qtrssince 2018-Q4
Increased
81

APPLE INC

21.1M$2.4B1.5%$93.37+18.63%
8 qtrssince 2018-Q4
Increased
81

MICROSOFT CORP

11M$2.3B1.4%$112.81+75.82%
8 qtrssince 2018-Q4
Decreased
0
TSLATSLA
PUT

TESLA INC

5.2M$2.2B1.3%
Increased

AMAZON COM INC

624,733$2B1.2%$96.56+62.85%
8 qtrssince 2018-Q4
Increased
62
IWMIWM
CALL

ISHARES TR

11.7M$1.7B1.0%
Decreased
IWMIWM
ETF

ISHARES TR

11.5M$1.7B1.0%$134.72+3.92%
8 qtrssince 2018-Q4
Increased
81

META PLATFORMS INC

6M$1.6B0.9%$194.31+33.79%
8 qtrssince 2018-Q4
Increased
64
EEMEEM
CALL

ISHARES TR

32.8M$1.4B0.9%
Increased
EFAEFA
PUT

iShares Trust MSCI EAFE ETF

21.3M$1.4B0.8%
Decreased
TSLATSLA
CALL

TESLA INC

3.1M$1.3B0.8%
Increased
EFAEFA
CALL

iShares Trust MSCI EAFE ETF

20.5M$1.3B0.8%
Increased
HYGHYG
CALL

ISHARES TR

15.2M$1.3B0.8%
Increased
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Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
BRZEBRAZE INC
Q3 2024 Q1 2026+1.5M shares+$35.5M
7Q
CPCANADIAN PACIFIC KANSAS CITY
Q3 2024 Q1 2026+1.3M shares+$105.1M
6Q
BRBROADRIDGE FINL SOLUTIONS IN
Q4 2024 Q1 2026+490,917 shares-$4.7M

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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