COMMONWEALTH EQUITY SERVICES, LLCCOMMONWEALTH EQUITY SERVICES, LLC

Institutional investor · Portfolio as of Q1 2021

SEC EDGAR SourceSEC Filings
$35.3B
AUM
3,396
Positions
Q1 2021
Filing
Rating · 5.0
Quarterly Portfolio Change
+12%Q4'19$26.3B-18%Q1'20$21.5B+23%Q2'20$26.5B+11%Q3'20$29.3B+14%Q4'20$33.2B+6%Q1'21$35.3B
Activity profile
$ moved · Q1'21
New4%Increased59%Decreased35%Exited2%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 1.6 years
<1Q7%1-4Q13%1-2Y12%2Y+68%

COMMONWEALTH EQUITY SERVICES, LLC manages $35.3B across 3396 positions as of Q1 2021. Top holdings: AAPL (4.1%), MSFT (1.9%), IVV (1.7%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 5/5.0.

Q1 2021 Summary

Active quarter - 337 new positions, 138 exits, 1659 increased. Top move: SPY (INCREASED, conviction 52). Portfolio: $35.3B across 3396 positions.

Top holdings by portfolio weight

Total AUM$35B
AAPL4.14%
MSFT1.88%
IVV1.74%
AMZN1.68%
VEA1.66%
SPY1.65%
QQQ1.58%
IWF1.33%
VTI1.14%
BRK/B0.98%
Other0.90%

Portfolio allocation by GICS sector

Sectors11
Unknown58.21%
Technology10.48%
Financial Services5.69%
Consumer Cyclical5.11%
Healthcare4.72%
Industrials3.94%
Communication Services3.79%
Consumer Defensive3.27%
Utilities1.55%
Energy1.27%
Other1.95%

Behavioral investing profile

Balanced Allocator91%- primarily Unknown, Technology
Compare DNA across all funds
7-dimension quality assessment
Elite(5.0 / 5.0)
Track Record65
Conviction40
Concentration0
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Holdings3,396 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction

APPLE INC

12M$1.5B4.1%$94.54+23.52%
9 qtrssince 2019-Q1
Decreased
0

MICROSOFT CORP

2.8M$663.5M1.9%$128.82+73.09%
9 qtrssince 2019-Q1
Decreased
0
IVVIVV
ETF

iShares Trust CORE S&P500 ETF

1.5M$616.6M1.7%$260.14+42.32%
9 qtrssince 2019-Q1
Decreased
0

AMAZON COM INC

191,811$593.5M1.7%$92.45+65.24%
9 qtrssince 2019-Q1
Decreased
0
VEAVEA
ETF

VANGUARD TAX-MANAGED FDS

12M$587.2M1.7%$33.29+26.53%
9 qtrssince 2019-Q1
Increased
50
SPYSPY
Unit

State Street Spdr S&p 500 Etf Trust TR UNIT

1.5M$582.5M1.6%$263.75+40.16%
9 qtrssince 2019-Q1
Increased
52
QQQQQQ
Unit

Invesco QQQ Trust, Series 1 UNIT SER 1

1.8M$559.8M1.6%$182.36+67.48%
9 qtrssince 2019-Q1
Decreased
0
IWFIWF
ETF

iShares Trust RUS 1000 GRW ETF

1.9M$468.5M1.3%$144.39+61.42%
9 qtrssince 2019-Q1
Decreased
0
VTIVTI
ETF

VANGUARD INDEX FDS

2M$403.8M1.1%$133.59+43.79%
9 qtrssince 2019-Q1
Increased
49

BERKSHIRE HATHAWAY INC DEL

1.4M$347.1M1.0%$200.59+28.72%
9 qtrssince 2019-Q1
Increased
44
VIGVIG
ETF

VANGUARD SPECIALIZED FUNDS

2.2M$317.1M0.9%$99.18+35.87%
9 qtrssince 2019-Q1
Decreased
0
VUGVUG
ETF

Vanguard Index Funds GROWTH ETF

1.2M$309.1M0.9%$150.12+64.47%
9 qtrssince 2019-Q1
Decreased
0
IWDIWD
ETF

ISHARES TR

2M$299.3M0.8%$107.63+28.81%
9 qtrssince 2019-Q1
Increased
44
IJRIJR
ETF

ISHARES TR

2.6M$281.7M0.8%$70.25+42.49%
9 qtrssince 2019-Q1
Increased
45
USMVUSMV
ETF

ISHARES TR

4.1M$280.3M0.8%$54.09+18.55%
9 qtrssince 2019-Q1
Decreased
0
VOOVOO
ETF

VANGUARD INDEX FDS

738,096$268.9M0.8%$235.39+43.99%
9 qtrssince 2019-Q1
Decreased
0

JOHNSON & JOHNSON

1.6M$258.8M0.7%$116.23+23.93%
9 qtrssince 2019-Q1
Increased
43
DGRODGRO
ETF

ISHARES TR

5.3M$254.4M0.7%$34.22+26.58%
9 qtrssince 2019-Q1
Increased
46
VWOVWO
ETF

VANGUARD INTL EQUITY INDEX F

4.8M$248.1M0.7%$33.80+30.65%
9 qtrssince 2019-Q1
Decreased
0
VTVVTV
ETF

VANGUARD INDEX FDS

1.9M$246.7M0.7%$93.08+26.53%
9 qtrssince 2019-Q1
Increased
46
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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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