Financial Engines Advisors L.L.C.Financial Engines Advisors L.L.C.

Institutional investor · Portfolio as of Q1 2023

Top Holdings283 positions

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Activity:
SPMBSPMB
ETF

SPDR SERIES TRUST

143.1M$3.2B8.4%$21.10-8.06%
15 qtrssince 2019-Q3
Increased
67
VUGVUG
ETF

VANGUARD INDEX FDS

11.6M$2.9B7.7%$23.53+73.62%
18 qtrssince 2018-Q4
Decreased
0
SPYVSPYV
ETF

SPDR SERIES TRUST

70.2M$2.9B7.6%$30.47+24.75%
15 qtrssince 2019-Q3
Increased
65
SCHFSCHF
ETF

SCHWAB STRATEGIC TR

77M$2.7B7.1%$13.00+20.76%
18 qtrssince 2018-Q4
Decreased
0
IGIBIGIB
ETF

ISHARES 5-10Y INV GRADE CORP

41.8M$2.1B5.7%$46.46-5.99%
15 qtrssince 2019-Q3
Increased
66
XTXT
ETF

ISHARES TR

33.6M$1.8B4.7%——
18 qtrssince 2018-Q4
Increased
59
SPDWSPDW
ETF

SPDR INDEX SHS FDS

52M$1.7B4.4%$27.44+5.05%
17 qtrssince 2019-Q1
Increased
63
IWDIWD
ETF

ISHARES TR

10.2M$1.6B4.1%$95.05+50.28%
18 qtrssince 2018-Q4
Decreased
0
SCHVSCHV
ETF

SCHWAB STRATEGIC TR

19.9M$1.3B3.5%$14.91+36.36%
18 qtrssince 2018-Q4
Decreased
0
KOMPKOMP
ETF

SPDR SERIES TRUST

30.4M$1.3B3.4%$36.58+11.52%
17 qtrssince 2019-Q1
Increased
61
SCHMSCHM
ETF

SCHWAB STRATEGIC TR

17.8M$1.2B3.2%$19.97+7.97%
18 qtrssince 2018-Q4
Increased
62
SPYGSPYG
ETF

SPDR SERIES TRUST

21.5M$1.2B3.2%$52.15+3.50%
15 qtrssince 2019-Q3
Increased
65
LQDLQD
ETF

ISHR IBX USD INVGD CB ETF-UI

10.3M$1.1B3.0%$92.28+1.33%
18 qtrssince 2018-Q4
Increased
58
SCHGSCHG
ETF

SCHWAB STRATEGIC TR

16.1M$1B2.8%$9.95+61.38%
18 qtrssince 2018-Q4
Decreased
0
SCHKSCHK
ETF

SCHWAB STRATEGIC TR

23.3M$921.6M2.4%$17.68+7.35%
16 qtrssince 2019-Q2
Increased
60
SPTLSPTL
ETF

SPDR SERIES TRUST

28.8M$890.3M2.4%$32.89-18.30%
18 qtrssince 2018-Q4
Increased
59
SCHHSCHH
ETF

SCHWAB STRATEGIC TR US REIT ETF

41.5M$808.8M2.1%$17.28+1.81%
18 qtrssince 2018-Q4
Increased
62
VWOVWO
ETF

VANGUARD FTSE EMERGING MARKE

18.2M$737.1M2.0%$39.37-6.98%
13 qtrssince 2020-Q1
Increased
51
SPSMSPSM
ETF

SS SPDR P S&P 600 SMALL CAP

18.3M$692.3M1.8%$30.69+15.75%
14 qtrssince 2019-Q4
Increased
53
SPTISPTI
ETF

SPDR SERIES TRUST

23.1M$668.8M1.8%$27.13-6.37%
15 qtrssince 2019-Q3
Increased
54
$37.7B
AUM
283
Positions
Q1 2023
Filing
HI score · 5.0/5
Quarterly 13F Value Change
+11%Q4'21$37.6B-0%Q1'22$37.5B-12%Q2'22$32.8B-7%Q3'22$30.7B+14%Q4'22$35B+8%Q1'23$37.7B
Activity profile
$ moved · Q1'23
New1%Increased62%Decreased37%Exited0%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 2.5 years
<1Q5%1-4Q8%1-2Y23%2Y+65%

Financial Engines Advisors L.L.C. manages $37.7B across 283 positions as of Q1 2023. Top holdings: SPMB (8.4%), VUG (7.7%), SPYV (7.6%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 5/5.0.

Q1 2023 Summary

Active quarter - 23 new positions, 29 exits, 107 increased. Top move: SPMB (INCREASED, conviction 67). Portfolio: $37.7B across 283 positions.

Top holdings by portfolio weight

Total AUM$38B
SPMB8.42%
VUG7.70%
SPYV7.59%
SCHF7.11%
IGIB5.69%
XT4.71%
SPDW4.44%
IWD4.13%
SCHV3.47%
KOMP3.44%
Other3.21%

Portfolio allocation by GICS sector

Sectors11
Unknown99.52%
Technology0.10%
Industrials0.08%
Healthcare0.07%
Financial Services0.06%
Consumer Cyclical0.05%
Communication Services0.05%
Energy0.03%
Utilities0.02%
Consumer Defensive0.01%
Other0.01%

Behavioral investing profile

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Balanced Allocator- primarily Unknown
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Elite(5.0 / 5.0)
Holdings P&L76
Conviction43
Concentration84
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
IUSVIUSVISHARES TR
Q4 2024 → Q2 2026+376,515 shares+$41.8M
7Q
MBBMBBISHARES TR
Q4 2024 → Q2 2026+269,265 shares+$25.4M
7Q
IAGGIAGGISHARES TR
Q4 2024 → Q2 2026+4.1M shares+$189.5M
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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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