Financial Engines Advisors L.L.C.Financial Engines Advisors L.L.C.

Institutional investor · Portfolio as of Q4 2019

Top Holdings131 positions

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Activity:
VUGVUG
ETF

Vanguard Index Funds MORNINGSTAR GROWTH ETF

16.5M$3B14.6%$21.34+36.78%
5 qtrssince 2018-Q4
Decreased
0
IWDIWD
ETF

ISHARES RUSSELL 1000 VALUE ETF

17.6M$2.4B11.6%$95.05+25.75%
5 qtrssince 2018-Q4
Decreased
0
SCHFSCHF
ETF

SCHWAB INTERNATIONAL EQUITY ETF

59M$2B9.6%$11.94+17.13%
5 qtrssince 2018-Q4
Increased
66
XTXT
ETF

ISHARES FUTURE EXPONENTIAL TECHNOLOGIES ETF

41.3M$1.8B8.5%$29.08+30.78%
5 qtrssince 2018-Q4
Decreased
0
SCHVSCHV
ETF

SCHWAB U.S. LARGE-CAP VALUE ETF

22.3M$1.3B6.5%$14.28+19.67%
5 qtrssince 2018-Q4
Increased
64
SCHGSCHG
ETF

SCHWAB U.S. LARGE-CAP GROWTH ETF

12M$1.1B5.4%$8.47+32.75%
5 qtrssince 2018-Q4
Increased
63
LQDLQD
ETF

ISHARES TR

8.3M$1.1B5.2%$85.91+16.82%
5 qtrssince 2018-Q4
Decreased
0
IJHIJH
ETF

ISHARES CORE S&P MID-CAP ETF

4.2M$860.8M4.2%$29.75+25.52%
5 qtrssince 2018-Q4
Decreased
0
NANRNANR
ETF

STATE STREET SPDR S&P NORTH AMERICAN NATURAL RESOURCES ETF

21.7M$732.8M3.5%$24.49+17.82%
5 qtrssince 2018-Q4
Increased
59
MDYVMDYV
ETF

STATE STREET SPDR S&P 400 MID CAP VALUE ETF

11.2M$636.8M3.1%$41.11+17.52%
5 qtrssince 2018-Q4
Increased
60
TFITFI
ETF

STATE STREET SPDR NUVEEN ICE MUNICIPAL BOND ETF

11.4M$623.6M3.0%$40.51+5.85%
5 qtrssince 2018-Q4
Increased
58
SCHESCHE
ETF

SCHWAB EMERGING MARKETS EQUITY ETF

20.5M$560M2.7%$20.54+11.77%
5 qtrssince 2018-Q4
Increased
55
SCHHSCHH
ETF

SCHWAB U.S. REIT ETF

10.1M$465.4M2.3%$17.89+7.27%
5 qtrssince 2018-Q4
Increased
61
VNQVNQ
ETF

VANGUARD REAL ESTATE ETF

4.8M$445.4M2.2%$56.28+28.87%
5 qtrssince 2018-Q4
Decreased
0
IGIBIGIB
ETF

ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF

7.5M$435.3M2.1%$45.16+0.97%
2 qtrssince 2019-Q3
Increased
65
SPMBSPMB
ETF

STATE STREET SPDR PORTFOLIO MORTGAGE BACKED BOND ETF

14M$366.5M1.8%$20.84+0.36%
2 qtrssince 2019-Q3
Increased
56
SLYVSLYV
ETF

STATE STREET SPDR S&P 600 SMALL CAP VALUE ETF

5.3M$347.2M1.7%$48.09+19.55%
5 qtrssince 2018-Q4
Increased
50
IEIIEI
ETF

ISHARES 3-7 YEAR TREASURY BOND ETF

2M$256.8M1.2%$106.68+2.10%
5 qtrssince 2018-Q4
Decreased
0
IJJIJJ
ETF

ISHARES S&P MID-CAP 400 VALUE ETF

1.1M$183.9M0.9%$60.42+24.41%
5 qtrssince 2018-Q4
Decreased
0
SCHMSCHM
ETF

SCHWAB U.S. MID-CAP ETF

2.6M$156M0.8%$14.97+21.63%
5 qtrssince 2018-Q4
Increased
46
$20.7B
AUM
131
Positions
Q4 2019
Filing
HI score · 5.0/5
Quarterly 13F Value Change
+27%Q1'19$18.3B-7%Q2'19$17.1B+9%Q3'19$18.6B+11%Q4'19$20.7B
Activity profile
$ moved · Q4'19
New1%Increased71%Decreased28%Exited0%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 2.9 quarters
<1Q15%1-4Q21%1-2Y63%2Y+0%

Financial Engines Advisors L.L.C. manages $20.7B across 131 positions as of Q4 2019. Top holdings: VUG (14.6%), IWD (11.6%), SCHF (9.6%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 5/5.0.

Q4 2019 Summary

Active quarter - 22 new positions, 10 exits, 63 increased. Top move: SCHF (INCREASED, conviction 66). Portfolio: $20.7B across 131 positions.

Top holdings by portfolio weight

Total AUM$21B
VUG14.58%
IWD11.64%
SCHF9.60%
XT8.53%
SCHV6.47%
SCHG5.42%
LQD5.15%
IJH4.16%
NANR3.55%
MDYV3.08%
Other3.02%

Portfolio allocation by GICS sector

Sectors11
Unknown99.50%
Healthcare0.13%
Financial Services0.11%
Industrials0.11%
Energy0.04%
Communication Services0.03%
Technology0.03%
Consumer Cyclical0.02%
Basic Materials0.01%
Utilities0.00%
Other0.00%

Behavioral investing profile

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Balanced Allocator- primarily Unknown
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Elite(5.0 / 5.0)
Holdings P&L74
Conviction43
Concentration84
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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