AMERIPRISE FINANCIAL INCAMERIPRISE FINANCIAL INC

Institutional investor · Portfolio as of Q1 2020

Top Holdings3,630 positions

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Activity:

MICROSOFT CORP

37.7M$5.9B3.1%$110.12+35.49%
5 qtrssince 2019-Q1
Decreased
0

APPLE INC

17.9M$4.5B2.4%$45.23+35.61%
5 qtrssince 2019-Q1
Decreased
0

AMAZON.COM INC

2.1M$4.1B2.2%$89.75+8.62%
5 qtrssince 2019-Q1
Increased
58

ALPHABET INC-CL A

2.5M$2.9B1.5%$58.30-1.28%
5 qtrssince 2019-Q1
Decreased
0

JOHNSON & JOHNSON

17.4M$2.3B1.2%$113.10-3.01%
5 qtrssince 2019-Q1
Increased
60

FACEBOOK INC-CLASS A

13.2M$2.2B1.2%$167.59-1.41%
5 qtrssince 2019-Q1
Decreased
0

CISCO SYSTEMS INC

54M$2.1B1.1%$42.82-21.31%
5 qtrssince 2019-Q1
Increased
55

JPMORGAN CHASE & CO

22.8M$2.1B1.1%$83.12-8.91%
5 qtrssince 2019-Q1
Decreased
0

VISA INC-CLASS A SHARES

11.9M$1.9B1.0%$148.12+3.79%
5 qtrssince 2019-Q1
Decreased
0

MEDTRONIC PLC

19M$1.7B0.9%$78.48-5.17%
5 qtrssince 2019-Q1
Increased
48

VERIZON COMMUNICATIONS INC

31.8M$1.7B0.9%$38.20-5.37%
5 qtrssince 2019-Q1
Increased
52

MERCK & CO. INC.

21.9M$1.7B0.9%$62.78-4.47%
5 qtrssince 2019-Q1
Increased
54

BRISTOL-MYERS SQUIBB CO

30.2M$1.7B0.9%$37.11+16.85%
5 qtrssince 2019-Q1
Decreased
0

MASTERCARD INC - A

6.7M$1.6B0.8%$225.67+3.13%
5 qtrssince 2019-Q1
Decreased
0

COMCAST CORP-CLASS A

46.1M$1.6B0.8%$29.97-12.23%
5 qtrssince 2019-Q1
Increased
49

BROADCOM INC

6.6M$1.6B0.8%$24.78-16.73%
5 qtrssince 2019-Q1
Increased
47

LAM RESEARCH CORP

6.5M$1.6B0.8%$16.45+36.35%
5 qtrssince 2019-Q1
Decreased
0
LQDLQD
ETF

ISHARES IBOXX INVESTMENT GRA

12.5M$1.5B0.8%$94.95+2.57%
5 qtrssince 2019-Q1
Increased
73

PHILIP MORRIS INTERNATIONAL

20.9M$1.5B0.8%$59.99-11.10%
5 qtrssince 2019-Q1
Increased
49

ADOBE INC

4.6M$1.5B0.8%$266.53+19.40%
5 qtrssince 2019-Q1
Decreased
0
$190.5B
AUM
3,630
Positions
Q1 2020
Filing
HI score · 3.5/5
Quarterly 13F Value Change
+3%Q2'19$223.2B-0%Q3'19$223.1B+8%Q4'19$240.6B-21%Q1'20$190.5B
Activity profile
$ moved · Q1'20
New2%Increased33%Decreased63%Exited2%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 3.7 quarters
<1Q3%1-4Q9%1-2Y88%2Y+0%

AMERIPRISE FINANCIAL INC manages $190.5B across 3630 positions as of Q1 2020. Top holdings: MSFT (3.1%), AAPL (2.4%), AMZN (2.2%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 3.5/5.0.

Q1 2020 Summary

Active quarter - 140 new positions, 209 exits, 1609 increased. Top move: LQD (INCREASED, conviction 73). Portfolio: $190.5B across 3630 positions.

Top holdings by portfolio weight

Total AUM$190B
MSFT3.12%
AAPL2.38%
AMZN2.18%
GOOGL1.51%
JNJ1.20%
META1.15%
CSCO1.11%
JPM1.08%
V1.00%
MDT0.90%
Other0.90%

Portfolio allocation by GICS sector

Sectors11
Unknown21.07%
Technology20.14%
Healthcare12.14%
Financial Services11.22%
Consumer Cyclical7.16%
Communication Services7.03%
Industrials6.96%
Consumer Defensive5.54%
Utilities2.75%
Real Estate2.35%
Other3.63%

Behavioral investing profile

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Balanced Allocator- primarily Unknown, Technology, Healthcare
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Strong(3.5 / 5.0)
Holdings P&L57
Conviction40
Concentration29
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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