AMERIPRISE FINANCIAL INCAMERIPRISE FINANCIAL INC

Institutional investor · Portfolio as of Q4 2019

Top Holdings3,703 positions

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Activity:

Microsoft Corp

39.2M$6.2B2.6%$110.12+35.11%
4 qtrssince 2019-Q1
Decreased
0

Apple Inc

18.4M$5.4B2.2%$45.23+56.23%
4 qtrssince 2019-Q1
Decreased
0

Amazon.com Inc

2M$3.7B1.6%$89.34+3.41%
4 qtrssince 2019-Q1
Decreased
0

Alphabet Inc

2.6M$3.4B1.4%$58.30+13.80%
4 qtrssince 2019-Q1
Decreased
0

JPMorgan Chase & Co

23.3M$3.3B1.4%$83.12+40.15%
4 qtrssince 2019-Q1
Increased
51

Facebook Inc

14.8M$3B1.3%$167.59+21.31%
4 qtrssince 2019-Q1
Increased
54

Cisco Systems Inc/Delaware

49M$2.3B1.0%$43.75-9.73%
4 qtrssince 2019-Q1
Increased
47

Lam Research Corp

7.9M$2.3B1.0%$16.45+65.13%
4 qtrssince 2019-Q1
Decreased
0

Visa Inc

12.1M$2.3B0.9%$148.12+20.86%
4 qtrssince 2019-Q1
Decreased
0

Citigroup Inc

27.1M$2.2B0.9%$49.06+28.98%
4 qtrssince 2019-Q1
Increased
47

Bristol-Myers Squibb Co

33.2M$2.1B0.9%$37.11+33.62%
4 qtrssince 2019-Q1
Increased
48

Johnson & Johnson

14.6M$2.1B0.9%$113.77+6.58%
4 qtrssince 2019-Q1
Decreased
0

Chevron Corp

17.3M$2.1B0.9%$90.67+0.16%
4 qtrssince 2019-Q1
Increased
48
SPYSPY
Unit

SPDR S&P 500 ETF Trust

6.3M$2B0.8%$253.19+15.59%
4 qtrssince 2019-Q1
Decreased
0

Mastercard Inc

6.8M$2B0.8%$225.67+27.30%
4 qtrssince 2019-Q1
Decreased
0

Broadcom Inc

6.4M$2B0.8%$24.93+8.47%
4 qtrssince 2019-Q1
Decreased
0

Medtronic PLC

17.7M$2B0.8%$78.77+18.12%
4 qtrssince 2019-Q1
Increased
51
IVVIVV
ETF

iShares Core S&P 500 ETF

6.2M$2B0.8%$257.95+13.52%
4 qtrssince 2019-Q1
Increased
50

Comcast Corp

42.2M$1.9B0.8%$30.31+12.26%
4 qtrssince 2019-Q1
Increased
46

Verizon Communications Inc

27.6M$1.7B0.7%$38.51+6.15%
4 qtrssince 2019-Q1
Increased
49
$240.6B
AUM
3,703
Positions
Q4 2019
Filing
HI score · 3.5/5
Quarterly 13F Value Change
+3%Q2'19$223.2B-0%Q3'19$223.1B+8%Q4'19$240.6B
Activity profile
$ moved · Q4'19
New4%Increased51%Decreased42%Exited3%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 2.8 quarters
<1Q3%1-4Q97%1-2Y0%2Y+0%

AMERIPRISE FINANCIAL INC manages $240.6B across 3703 positions as of Q4 2019. Top holdings: MSFT (2.6%), AAPL (2.2%), AMZN (1.6%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 3.5/5.0.

Q4 2019 Summary

Active quarter - 162 new positions, 157 exits, 1727 increased. Top move: META (INCREASED, conviction 54). Portfolio: $240.6B across 3703 positions.

Top holdings by portfolio weight

Total AUM$241B
MSFT2.57%
AAPL2.25%
AMZN1.55%
GOOGL1.43%
JPM1.35%
META1.26%
CSCO0.98%
LRCX0.96%
V0.94%
C0.90%
Other0.89%

Portfolio allocation by GICS sector

Sectors11
Unknown21.33%
Technology18.66%
Financial Services12.83%
Healthcare10.52%
Consumer Cyclical7.28%
Industrials7.23%
Communication Services6.97%
Consumer Defensive4.96%
Energy3.43%
Real Estate2.56%
Other4.24%

Behavioral investing profile

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Balanced Allocator- primarily Unknown, Technology, Financial Services
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Strong(3.5 / 5.0)
Holdings P&L57
Conviction40
Concentration29
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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