AMERIPRISE FINANCIAL INCAMERIPRISE FINANCIAL INC

Institutional investor · Portfolio as of Q3 2020

Top Holdings3,725 positions

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Activity:

Microsoft Corp

37.7M$7.9B3.2%$112.46+77.86%
7 qtrssince 2019-Q1
Decreased
0

Apple Inc

68M$7.9B3.2%$47.53+136.15%
7 qtrssince 2019-Q1
Increased
94

Amazon.com Inc

1.9M$6B2.5%$89.75+75.42%
7 qtrssince 2019-Q1
Decreased
0

Alphabet Inc

2.2M$3.3B1.3%$58.30+24.52%
7 qtrssince 2019-Q1
Decreased
0

Facebook Inc

12M$3.1B1.3%$167.59+54.79%
7 qtrssince 2019-Q1
Decreased
0

Johnson & Johnson

19.3M$2.9B1.2%$113.73+11.00%
7 qtrssince 2019-Q1
Increased
51

JPMorgan Chase & Co

24.6M$2.4B1.0%$82.75-0.18%
7 qtrssince 2019-Q1
Decreased
0

Comcast Corp

50.5M$2.3B0.9%$30.06+18.45%
7 qtrssince 2019-Q1
Increased
46

Broadcom Inc

6.4M$2.3B0.9%$25.21+28.22%
7 qtrssince 2019-Q1
Increased
48

Cisco Systems Inc/Delaware

53.4M$2.1B0.9%$42.70-22.21%
7 qtrssince 2019-Q1
Decreased
0

Mastercard Inc

6.2M$2.1B0.9%$225.67+44.79%
7 qtrssince 2019-Q1
Decreased
0

NVIDIA Corp

3.8M$2.1B0.8%$4.44+203.36%
7 qtrssince 2019-Q1
Decreased
0

Visa Inc

10.1M$2B0.8%$148.12+29.22%
7 qtrssince 2019-Q1
Decreased
0

Lam Research Corp

6.1M$2B0.8%$16.93+84.54%
7 qtrssince 2019-Q1
Decreased
0

Adobe Systems Inc

4M$2B0.8%$266.53+84.01%
7 qtrssince 2019-Q1
Decreased
0

Union Pacific Corp

10M$2B0.8%$141.77+21.74%
7 qtrssince 2019-Q1
Increased
49

Home Depot Inc/The

7.1M$2B0.8%$169.74+41.00%
7 qtrssince 2019-Q1
Increased
47
LQDLQD
ETF

iShares iBoxx $ Investment Grade Corporate Bond ET

14.1M$1.9B0.8%$96.38+11.76%
7 qtrssince 2019-Q1
Increased
47

Medtronic PLC

17.2M$1.8B0.7%$78.48+10.62%
7 qtrssince 2019-Q1
Decreased
0

Bristol-Myers Squibb Co

29.4M$1.8B0.7%$37.50+27.07%
7 qtrssince 2019-Q1
Decreased
0
$245.8B
AUM
3,725
Positions
Q3 2020
Filing
HI score · 3.5/5
Quarterly 13F Value Change
+3%Q2'19$223.2B-0%Q3'19$223.1B+8%Q4'19$240.6B-21%Q1'20$190.5B+23%Q2'20$233.4B+5%Q3'20$245.8B
Activity profile
$ moved · Q3'20
New3%Increased52%Decreased44%Exited1%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 1.3 years
<1Q4%1-4Q8%1-2Y88%2Y+0%

AMERIPRISE FINANCIAL INC manages $245.8B across 3725 positions as of Q3 2020. Top holdings: MSFT (3.2%), AAPL (3.2%), AMZN (2.5%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 3.5/5.0.

Q3 2020 Summary

Active quarter - 212 new positions, 158 exits, 1609 increased. Top move: AAPL (INCREASED, conviction 94). Portfolio: $245.8B across 3725 positions.

Top holdings by portfolio weight

Total AUM$246B
MSFT3.23%
AAPL3.20%
AMZN2.46%
GOOGL1.33%
META1.28%
JNJ1.17%
JPM0.96%
CMCSA0.95%
AVGO0.94%
CSCO0.86%
Other0.86%

Portfolio allocation by GICS sector

Sectors11
Technology22.41%
Unknown20.17%
Healthcare11.24%
Financial Services10.00%
Consumer Cyclical8.83%
Industrials7.73%
Communication Services6.66%
Consumer Defensive5.51%
Utilities2.31%
Real Estate2.05%
Other3.11%

Behavioral investing profile

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Balanced Allocator- primarily Technology, Unknown, Healthcare
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Strong(3.5 / 5.0)
Holdings P&L57
Conviction40
Concentration29
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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