AMERIPRISE FINANCIAL INCAMERIPRISE FINANCIAL INC

Institutional investor · Portfolio as of Q3 2019

Top Holdings3,702 positions

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Activity:

Microsoft Corp

39.8M$5.5B2.5%$110.12+18.71%
3 qtrssince 2019-Q1
Decreased
0

Apple Inc

18.9M$4.2B1.9%$45.23+18.80%
3 qtrssince 2019-Q1
Increased
50

Amazon.com Inc

2M$3.6B1.6%$89.34-2.85%
3 qtrssince 2019-Q1
Decreased
0

Alphabet Inc

2.6M$3.2B1.4%$58.30+3.75%
3 qtrssince 2019-Q1
Increased
50

JPMorgan Chase & Co

23.1M$2.7B1.2%$82.82+17.81%
3 qtrssince 2019-Q1
Increased
51

Facebook Inc

13.9M$2.5B1.1%$165.11+6.83%
3 qtrssince 2019-Q1
Decreased
0

Cisco Systems Inc/Delaware

47.2M$2.3B1.0%$43.91-8.40%
3 qtrssince 2019-Q1
Decreased
0

Visa Inc

12.2M$2.1B0.9%$148.12+10.46%
3 qtrssince 2019-Q1
Decreased
0

Johnson & Johnson

15.4M$2B0.9%$113.77-6.12%
3 qtrssince 2019-Q1
Decreased
0

Lam Research Corp

8.6M$2B0.9%$16.45+29.96%
3 qtrssince 2019-Q1
Increased
46

Mastercard Inc

7.2M$2B0.9%$225.67+15.64%
3 qtrssince 2019-Q1
Decreased
0

Chevron Corp

16.4M$1.9B0.9%$90.67-1.84%
3 qtrssince 2019-Q1
Increased
48
SPYSPY
Unit

SPDR S&P 500 ETF Trust

6.3M$1.9B0.8%$253.19+6.06%
3 qtrssince 2019-Q1
Decreased
0

Comcast Corp

41.2M$1.9B0.8%$30.22+12.35%
3 qtrssince 2019-Q1
Increased
50

Broadcom Inc

6.7M$1.8B0.8%$24.93-6.19%
3 qtrssince 2019-Q1
Increased
47

Citigroup Inc

26.1M$1.8B0.8%$48.50+12.01%
3 qtrssince 2019-Q1
Decreased
0

Medtronic PLC

15.7M$1.7B0.8%$76.92+15.26%
3 qtrssince 2019-Q1
Increased
56

Alphabet Inc

1.4M$1.7B0.7%$58.12+3.89%
3 qtrssince 2019-Q1
Decreased
0
IVVIVV
ETF

iShares Core S&P 500 ETF

5.5M$1.6B0.7%$253.82+5.86%
3 qtrssince 2019-Q1
Decreased
0

Bristol-Myers Squibb Co

31.3M$1.6B0.7%$36.34+6.88%
3 qtrssince 2019-Q1
Increased
52
$223.2B
AUM
3,702
Positions
Q3 2019
Filing
HI score · 3.5/5
Quarterly 13F Value Change
+3%Q2'19$223.2B-0%Q3'19$223.1B
Activity profile
$ moved · Q3'19
New3%Increased46%Decreased45%Exited6%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 1.9 quarters
<1Q4%1-4Q96%1-2Y0%2Y+0%

AMERIPRISE FINANCIAL INC manages $223.2B across 3702 positions as of Q3 2019. Top holdings: MSFT (2.5%), AAPL (1.9%), AMZN (1.6%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 3.5/5.0.

Q3 2019 Summary

Active quarter - 169 new positions, 171 exits, 1608 increased. Top move: MDT (INCREASED, conviction 56). Portfolio: $223.2B across 3702 positions.

Top holdings by portfolio weight

Total AUM$223B
MSFT2.48%
AAPL1.90%
AMZN1.59%
GOOGL1.43%
JPM1.22%
META1.11%
CSCO1.04%
V0.94%
JNJ0.89%
LRCX0.89%
Other0.88%

Portfolio allocation by GICS sector

Sectors11
Unknown22.25%
Technology17.48%
Financial Services12.80%
Healthcare9.90%
Consumer Cyclical7.83%
Industrials7.33%
Communication Services6.91%
Consumer Defensive4.90%
Energy3.42%
Real Estate2.62%
Other4.57%

Behavioral investing profile

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Balanced Allocator- primarily Unknown, Technology, Financial Services
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Strong(3.5 / 5.0)
Holdings P&L57
Conviction40
Concentration29
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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