AMERIPRISE FINANCIAL INCAMERIPRISE FINANCIAL INC

Institutional investor · Portfolio as of Q4 2020

Top Holdings3,753 positions

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Activity:

Microsoft Corp.

37.6M$8.4B3.0%$112.46+88.58%
8 qtrssince 2019-Q1
Decreased
0

Apple Inc.

62.7M$8.3B2.9%$47.53+171.04%
8 qtrssince 2019-Q1
Decreased
0

Amazon.com, Inc.

2M$6.5B2.3%$92.01+76.98%
8 qtrssince 2019-Q1
Increased
56

Alphabet Inc.

2.1M$3.8B1.3%$58.30+48.91%
8 qtrssince 2019-Q1
Decreased
0

Meta Platforms Inc

11.9M$3.3B1.2%$167.59+61.45%
8 qtrssince 2019-Q1
Decreased
0

Johnson & Johnson

20M$3.1B1.1%$114.37+17.49%
8 qtrssince 2019-Q1
Increased
52

JPMorgan Chase & Co.

22M$2.8B1.0%$82.75+32.98%
8 qtrssince 2019-Q1
Decreased
0

Broadcom Inc

6.3M$2.8B1.0%$25.21+55.42%
8 qtrssince 2019-Q1
Decreased
0

COMCAST CORP NEW

52.5M$2.8B1.0%$30.46+33.07%
8 qtrssince 2019-Q1
Increased
47

LAM RESEARCH CORP

5.3M$2.5B0.9%$16.93+163.38%
8 qtrssince 2019-Q1
Decreased
0

Cisco Systems, Inc.

53.6M$2.4B0.9%$42.69-10.56%
8 qtrssince 2019-Q1
Increased
45

MasterCard Incorporated

6.3M$2.3B0.8%$227.40+51.84%
8 qtrssince 2019-Q1
Increased
46

Union Pacific Corporation

10.6M$2.2B0.8%$144.29+27.10%
8 qtrssince 2019-Q1
Increased
48

Visa Inc

9.7M$2.1B0.8%$148.12+41.56%
8 qtrssince 2019-Q1
Decreased
0

Adobe Inc

4.1M$2.1B0.7%$270.89+84.62%
8 qtrssince 2019-Q1
Increased
46

Medtronic PLC

16.9M$2B0.7%$78.48+25.32%
8 qtrssince 2019-Q1
Decreased
0

NVIDIA Corp.

3.8M$2B0.7%$4.44+192.79%
8 qtrssince 2019-Q1
Decreased
0

Home Depot Inc.

7.4M$2B0.7%$172.23+33.64%
8 qtrssince 2019-Q1
Increased
47
IVVIVV
ETF

iShares Trust CORE S&P500 ETF

5.1M$1.9B0.7%$269.29+28.74%
8 qtrssince 2019-Q1
Increased
51
LQDLQD
ETF

ISHARES TR

13.7M$1.9B0.7%$96.38+15.56%
8 qtrssince 2019-Q1
Decreased
0
$281.9B
AUM
3,753
Positions
Q4 2020
Filing
HI score · 3.5/5
Quarterly 13F Value Change
-0%Q3'19$223.1B+8%Q4'19$240.6B-21%Q1'20$190.5B+23%Q2'20$233.4B+5%Q3'20$245.8B+15%Q4'20$281.9B
Activity profile
$ moved · Q4'20
New2%Increased59%Decreased37%Exited2%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 1.5 years
<1Q4%1-4Q8%1-2Y88%2Y+0%

AMERIPRISE FINANCIAL INC manages $281.9B across 3753 positions as of Q4 2020. Top holdings: MSFT (3.0%), AAPL (2.9%), AMZN (2.3%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 3.5/5.0.

Q4 2020 Summary

Active quarter - 221 new positions, 195 exits, 1683 increased. Top move: AMZN (INCREASED, conviction 56). Portfolio: $281.9B across 3753 positions.

Top holdings by portfolio weight

Total AUM$282B
MSFT2.97%
AAPL2.95%
AMZN2.29%
GOOGL1.33%
META1.15%
JNJ1.11%
JPM0.99%
AVGO0.98%
CMCSA0.98%
LRCX0.89%
Other0.85%

Portfolio allocation by GICS sector

Sectors11
Technology22.42%
Unknown20.07%
Healthcare10.90%
Financial Services10.89%
Consumer Cyclical8.58%
Industrials7.78%
Communication Services6.72%
Consumer Defensive5.04%
Utilities2.31%
Real Estate1.94%
Other3.36%

Behavioral investing profile

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Balanced Allocator- primarily Technology, Unknown, Healthcare
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Strong(3.5 / 5.0)
Holdings P&L57
Conviction40
Concentration29
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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