NORTHWESTERN MUTUAL WEALTH MANAGEMENT CONORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

Institutional investor · Portfolio as of Q1 2019

Top Holdings2,601 positions

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Activity:
IVVIVV
ETF

iShares Core S&P 500 ETF

14.9M$4.2B18.6%$225.17+12.50%
2 qtrssince 2018-Q4
Increased
67
BNDBND
ETF

Vanguard Total Bond Market ETF

21.3M$1.7B7.6%$63.12+2.98%
2 qtrssince 2018-Q4
Decreased
0
SCHFSCHF
ETF

SCHWAB STRATEGIC TR

54.8M$1.7B7.5%$11.54+9.47%
2 qtrssince 2018-Q4
Increased
68
IJHIJH
ETF

ISHARES CORE S&P MID-CAP ETF

7.1M$1.3B5.9%$29.93+13.28%
2 qtrssince 2018-Q4
Increased
67
VWOVWO
ETF

VANGUARD EMERGING MARKETS ETF

30.2M$1.3B5.6%$30.88+10.64%
2 qtrssince 2018-Q4
Increased
68
SPYSPY
Unit

SPDR S&P 500 ETF Trust

4.3M$1.2B5.4%$223.02+13.53%
2 qtrssince 2018-Q4
Decreased
0
VEAVEA
ETF

VANGUARD FTSE DEV MKT ETF

27M$1.1B4.8%$29.93+9.38%
2 qtrssince 2018-Q4
Increased
66
6M$477.3M2.1%——
2 qtrssince 2018-Q4
Increased
56
IJRIJR
ETF

ISHARES CORE S&P SMALL-CAP ETF

5.5M$425.4M1.9%$62.07+10.80%
2 qtrssince 2018-Q4
Increased
53
IUSBIUSB
ETF

ISHARES TR

7.1M$356.8M1.6%$39.95+0.05%
2 qtrssince 2018-Q4
Increased
79
QQQQQQ
Unit

Invesco QQQ Trust Series 1

1.9M$344.9M1.5%$147.07+17.13%
2 qtrssince 2018-Q4
Increased
50
VNQVNQ
ETF

Vanguard Real Estate ETF

3.4M$293.7M1.3%$56.51+16.87%
2 qtrssince 2018-Q4
Increased
50
MUBMUB
ETF

ISHARES TR

2.2M$245.2M1.1%$89.97+2.42%
2 qtrssince 2018-Q4
Decreased
0
VTEBVTEB
ETF

VANGUARD MUN BD FDS

4.3M$222M1.0%$42.20+2.23%
2 qtrssince 2018-Q4
Increased
49
IEFAIEFA
ETF

ISHARES CORE MSCI EAFE ETF

3.6M$220.1M1.0%$44.14+10.87%
2 qtrssince 2018-Q4
Decreased
0
EFAVEFAV
ETF

iShares Edge MSCI Min Vol EAFE ETF

2.9M$211.3M0.9%$53.85+7.19%
2 qtrssince 2018-Q4
Increased
48
USMVUSMV
ETF

ISHARES TR

3.5M$204.6M0.9%$46.86+10.39%
2 qtrssince 2018-Q4
Increased
51
EFAEFA
ETF

iShares MSCI EAFE ETF

2.8M$181.8M0.8%$47.49+10.53%
2 qtrssince 2018-Q4
Decreased
0
RSPRSP
ETF

Invesco S&P 500 Equal Weight ETF

1.6M$165.1M0.7%$79.99+14.67%
2 qtrssince 2018-Q4
Increased
43
AGGAGG
ETF

iShares Core U.S. Aggregate Bond ETF

1.3M$146.2M0.6%$85.50+2.81%
2 qtrssince 2018-Q4
Increased
45
$22.8B
AUM
2,601
Positions
Q1 2019
Filing
HI score · 5.0/5
Quarterly 13F Value Change
Not enough history yet
Activity profile
$ moved · Q1'19
New1%Increased78%Decreased20%Exited1%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg <1 quarter
<1Q14%1-4Q86%1-2Y0%2Y+0%

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO manages $22.8B across 2601 positions as of Q1 2019. Top holdings: IVV (18.6%), BND (7.6%), SCHF (7.5%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 5/5.0.

Q1 2019 Summary

Active quarter - 373 new positions, 237 exits, 1102 increased. Top move: IUSB (INCREASED, conviction 79). Portfolio: $22.8B across 2601 positions.

Top holdings by portfolio weight

Total AUM$23B
IVV18.60%
BND7.59%
SCHF7.51%
IJH5.88%
VWO5.63%
SPY5.36%
VEA4.82%
Vanguard Sho2.09%
IJR1.86%
IUSB1.56%
Other1.51%

Portfolio allocation by GICS sector

Sectors11
Unknown89.04%
Technology2.22%
Financial Services1.76%
Healthcare1.52%
Consumer Cyclical1.47%
Industrials1.15%
Communication Services1.06%
Consumer Defensive0.91%
Energy0.44%
Utilities0.22%
Other0.20%

Behavioral investing profile

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Balanced Allocator- primarily Unknown
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Elite(5.0 / 5.0)
Holdings P&L52
Conviction41
Concentration70
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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