NORTHWESTERN MUTUAL WEALTH MANAGEMENT CONORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

Institutional investor · Portfolio as of Q3 2020

Top Holdings2,612 positions

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Activity:
IVVIVV
ETF

iShares Core S&P 500 ETF

18.4M$6.2B16.7%$235.96+30.95%
8 qtrssince 2018-Q4
Decreased
0
BNDBND
ETF

Vanguard Total Bond Market ETF

28.8M$2.5B6.8%$65.66+11.78%
8 qtrssince 2018-Q4
Increased
75
SCHFSCHF
ETF

SCHWAB STRATEGIC TR

74.7M$2.3B6.3%$11.75+11.95%
8 qtrssince 2018-Q4
Increased
64
IJHIJH
ETF

ISHARES CORE S&P MID-CAP ETF

10.5M$1.9B5.2%$30.77+10.83%
8 qtrssince 2018-Q4
Increased
63
VWOVWO
ETF

VANGUARD EMERGING MARKETS ETF

38.2M$1.7B4.4%$31.67+15.16%
8 qtrssince 2018-Q4
Increased
60
SPYSPY
Unit

SPDR S&P 500 ETF Trust

4.3M$1.4B3.9%$226.66+36.27%
8 qtrssince 2018-Q4
Decreased
0
IJRIJR
ETF

ISHARES CORE S&P SMALL-CAP ETF

19.1M$1.3B3.6%$66.59-3.67%
8 qtrssince 2018-Q4
Increased
61
IAUIAU
ETF

ISHARES GOLD TRUST ETF

55M$989M2.7%$34.60+4.00%
8 qtrssince 2018-Q4
Increased
79
VEAVEA
ETF

VANGUARD FTSE DEV MKT ETF

22.8M$932.8M2.5%$30.09+13.63%
8 qtrssince 2018-Q4
Increased
55
VTIPVTIP
ETF

VANGUARD MALVERN FDS

17.1M$872.4M2.3%$38.24+3.84%
8 qtrssince 2018-Q4
Increased
60
IEFAIEFA
ETF

ISHARES CORE MSCI EAFE ETF

13.8M$833.6M2.2%$43.75+16.64%
8 qtrssince 2018-Q4
Increased
55
VLUEVLUE
ETF

iShares Edge MSCI USE Value Factor ETF

10.4M$766.5M2.1%$63.26+0.09%
8 qtrssince 2018-Q4
Increased
88
GSLCGSLC
ETF

GOLDMAN SACHS ETF TR

11M$749.5M2.0%$62.77+0.43%
8 qtrssince 2018-Q4
Increased
88
QQQQQQ
Unit

Invesco QQQ Trust Series 1

2.6M$730.7M2.0%$165.52+61.50%
8 qtrssince 2018-Q4
Increased
50
USMVUSMV
ETF

ISHARES TR

8.1M$518.5M1.4%$52.02+11.26%
8 qtrssince 2018-Q4
Increased
49
IEMGIEMG
ETF

iShares Core MSCI Emerging Markets ETF

9.6M$505.9M1.4%$37.37+18.99%
8 qtrssince 2018-Q4
Decreased
0
VOVO
ETF

VANGUARD INDEX FDS

2.5M$433.5M1.2%$32.27+25.19%
8 qtrssince 2018-Q4
Increased
50
VTEBVTEB
ETF

VANGUARD MUN BD FDS

7.7M$420.7M1.1%$43.63+6.71%
8 qtrssince 2018-Q4
Increased
55
IUSBIUSB
ETF

ISHARES TR

6.7M$362.2M1.0%$40.10+11.83%
8 qtrssince 2018-Q4
Decreased
0

Apple Inc

2.9M$337.6M0.9%$40.55+176.79%
8 qtrssince 2018-Q4
Increased
71
$37.2B
AUM
2,612
Positions
Q3 2020
Filing
HI score · 5.0/5
Quarterly 13F Value Change
+9%Q2'19$24.9B+6%Q3'19$26.3B+11%Q4'19$29.3B-12%Q1'20$25.9B+25%Q2'20$32.4B+15%Q3'20$37.2B
Activity profile
$ moved · Q3'20
New2%Increased88%Decreased10%Exited0%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 1.5 years
<1Q7%1-4Q8%1-2Y85%2Y+0%

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO manages $37.2B across 2612 positions as of Q3 2020. Top holdings: IVV (16.7%), BND (6.8%), SCHF (6.3%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 5/5.0.

Q3 2020 Summary

Active quarter - 361 new positions, 175 exits, 1106 increased. Top move: VLUE (INCREASED, conviction 88). Portfolio: $37.2B across 2612 positions.

Top holdings by portfolio weight

Total AUM$37B
IVV16.66%
BND6.85%
SCHF6.31%
IJH5.25%
VWO4.45%
SPY3.87%
IJR3.62%
IAU2.66%
VEA2.51%
VTIP2.35%
Other2.24%

Portfolio allocation by GICS sector

Sectors11
Unknown90.05%
Technology2.74%
Consumer Cyclical1.41%
Financial Services1.39%
Healthcare1.30%
Communication Services0.96%
Consumer Defensive0.82%
Industrials0.81%
Energy0.16%
Utilities0.14%
Other0.22%

Behavioral investing profile

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Balanced Allocator- primarily Unknown
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Elite(5.0 / 5.0)
Holdings P&L52
Conviction41
Concentration70
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Accumulation Streaks

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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