NORTHWESTERN MUTUAL WEALTH MANAGEMENT CONORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

Institutional investor · Portfolio as of Q3 2023

Top Holdings3,266 positions

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Activity:
IVVIVV
ETF

iShares Core S&P 500 ETF

29.6M$12.7B16.5%$301.67+36.96%
20 qtrssince 2018-Q4
Increased
65
BNDBND
ETF

Vanguard Total Bond Market ETF

104.5M$7.3B9.5%$65.85-5.05%
20 qtrssince 2018-Q4
Increased
75
IJHIJH
ETF

ISHARES CORE S&P MID-CAP ETF

17.8M$4.4B5.8%$38.93+23.13%
20 qtrssince 2018-Q4
Increased
67
SCHFSCHF
ETF

SCHWAB STRATEGIC TR

127.6M$4.3B5.6%$13.59+13.98%
20 qtrssince 2018-Q4
Increased
64
IJRIJR
ETF

ISHARES CORE S&P SMALL-CAP ETF

32.1M$3B3.9%$78.39+14.89%
20 qtrssince 2018-Q4
Increased
63
SPYSPY
Unit

SPDR S&P 500 ETF Trust

5.9M$2.5B3.3%$275.56+49.61%
20 qtrssince 2018-Q4
Increased
60
VWOVWO
ETF

VANGUARD EMERGING MARKETS ETF

49.9M$2B2.5%$34.78+3.62%
20 qtrssince 2018-Q4
Increased
56
VEAVEA
ETF

VANGUARD FTSE DEV MKT ETF

43.4M$1.9B2.5%$35.08+14.00%
20 qtrssince 2018-Q4
Increased
56
IEFAIEFA
ETF

ISHARES CORE MSCI EAFE ETF

25.9M$1.7B2.2%$49.33+19.94%
20 qtrssince 2018-Q4
Increased
57
VLUEVLUE
ETF

iShares Edge MSCI USE Value Factor ETF

17.5M$1.6B2.1%$72.49+16.64%
20 qtrssince 2018-Q4
Increased
56
EZUEZU
ETF

iShares MSCI Eurozone ETF

34.7M$1.5B1.9%$40.27-1.72%
20 qtrssince 2018-Q4
Decreased
0
VTEBVTEB
ETF

VANGUARD MUN BD FDS

30.4M$1.5B1.9%$45.01-2.76%
20 qtrssince 2018-Q4
Increased
58
QQQQQQ
Unit

Invesco QQQ Trust Series 1

3M$1.1B1.4%$193.85+82.34%
20 qtrssince 2018-Q4
Decreased
0
VOVO
ETF

VANGUARD INDEX FDS

4.8M$1B1.3%$41.52+20.06%
20 qtrssince 2018-Q4
Increased
52
GSLCGSLC
ETF

GOLDMAN SACHS ETF TR

10.4M$877.6M1.1%$63.09+28.91%
20 qtrssince 2018-Q4
Decreased
0
AGGAGG
ETF

iShares Core U.S. Aggregate Bond ETF

9.2M$866.7M1.1%$88.64-5.04%
20 qtrssince 2018-Q4
Increased
60
IUSBIUSB
ETF

ISHARES TR

19.6M$855.8M1.1%$40.61-4.44%
20 qtrssince 2018-Q4
Increased
58
IEMGIEMG
ETF

iShares Core MSCI Emerging Markets ETF

14.7M$700M0.9%$41.29+6.41%
20 qtrssince 2018-Q4
Increased
46
MUBMUB
ETF

ISHARES TR

6M$611.7M0.8%$94.84-1.17%
20 qtrssince 2018-Q4
Increased
48
VNQVNQ
ETF

Vanguard Real Estate ETF

8M$608.6M0.8%$69.66-2.61%
20 qtrssince 2018-Q4
Increased
46
$76.9B
AUM
3,266
Positions
Q3 2023
Filing
HI score · 5.0/5
Quarterly 13F Value Change
-7%Q2'22$58.2B-2%Q3'22$57.3B+15%Q4'22$66.1B+8%Q1'23$71.6B+8%Q2'23$77.4B-1%Q3'23$76.9B
Activity profile
$ moved · Q3'23
New0%Increased54%Decreased46%Exited0%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 3.6 years
<1Q4%1-4Q6%1-2Y8%2Y+82%

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO manages $76.9B across 3266 positions as of Q3 2023. Top holdings: IVV (16.5%), BND (9.5%), IJH (5.8%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 5/5.0.

Q3 2023 Summary

Active quarter - 311 new positions, 378 exits, 1282 increased. Top move: BND (INCREASED, conviction 75). Portfolio: $76.9B across 3266 positions.

Top holdings by portfolio weight

Total AUM$77B
IVV16.54%
BND9.48%
IJH5.77%
SCHF5.64%
IJR3.94%
SPY3.29%
VWO2.55%
VEA2.47%
IEFA2.17%
VLUE2.06%
Other1.91%

Portfolio allocation by GICS sector

Sectors11
Unknown90.20%
Technology2.89%
Financial Services1.29%
Healthcare1.20%
Consumer Cyclical1.13%
Communication Services0.89%
Industrials0.72%
Consumer Defensive0.65%
Energy0.49%
Basic Materials0.22%
Other0.30%

Behavioral investing profile

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Balanced Allocator- primarily Unknown
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Elite(5.0 / 5.0)
Holdings P&L52
Conviction41
Concentration70
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Accumulation Streaks

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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