NORTHWESTERN MUTUAL WEALTH MANAGEMENT CONORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

Institutional investor · Portfolio as of Q4 2021

Top Holdings3,257 positions

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Activity:
IVVIVV
ETF

ISHARES TR

22.1M$10.6B17.2%$267.57+66.83%
13 qtrssince 2018-Q4
Increased
65
BNDBND
ETF

VANGUARD BD INDEX FDS

47.1M$4B6.5%$68.33+6.27%
13 qtrssince 2018-Q4
Increased
65
SCHFSCHF
ETF

SCHWAB STRATEGIC TR

78.3M$3B5.0%$12.77+33.55%
13 qtrssince 2018-Q4
Increased
64
IJHIJH
ETF

ISHARES TR

10.2M$2.9B4.7%$33.24+59.15%
13 qtrssince 2018-Q4
Increased
62
IJRIJR
ETF

ISHARES TR

22.9M$2.6B4.3%$72.62+46.71%
13 qtrssince 2018-Q4
Increased
63
SPYSPY
Unit

SPDR S&P 500 ETF TRUST

4.8M$2.3B3.7%$247.09+80.42%
13 qtrssince 2018-Q4
Increased
61
VWOVWO
ETF

VANGUARD FTSE EMERGING MARKE

42.1M$2.1B3.4%$34.27+25.62%
13 qtrssince 2018-Q4
Increased
67
VEAVEA
ETF

VANGUARD TAX-MANAGED INTL FD

29.9M$1.5B2.5%$33.72+31.85%
13 qtrssince 2018-Q4
Increased
65
VLUEVLUE
ETF

ISHARES TR

13.9M$1.5B2.5%$69.28+39.67%
13 qtrssince 2018-Q4
Increased
57
EZUEZU
ETF

ISHARES INC

29.5M$1.4B2.4%$43.55+0.67%
13 qtrssince 2018-Q4
Decreased
0
VTIPVTIP
ETF

VANGUARD MALVERN FDS

27.4M$1.4B2.3%$39.45+7.49%
13 qtrssince 2018-Q4
Increased
61
IAUIAU
ETF

ISHARES GOLD TR

39.6M$1.4B2.3%$34.36+0.62%
13 qtrssince 2018-Q4
Increased
57
IEFAIEFA
ETF

ISHARES TR

17.5M$1.3B2.1%$47.90+37.02%
13 qtrssince 2018-Q4
Increased
58
QQQQQQ
Unit

INVESCO QQQ TRUST SERIES 1

2.7M$1.1B1.7%$176.18+121.58%
13 qtrssince 2018-Q4
Increased
51
GSLCGSLC
ETF

GOLDMAN SACHS ETF TR

10.9M$1B1.7%$62.88+42.29%
13 qtrssince 2018-Q4
Decreased
0
VTEBVTEB
ETF

VANGUARD MUN BD FDS

14.5M$797.3M1.3%$45.53+5.51%
13 qtrssince 2018-Q4
Increased
55
VOVO
ETF

VANGUARD INDEX FDS

3M$762.3M1.2%$36.17+64.15%
13 qtrssince 2018-Q4
Increased
52
IEMGIEMG
ETF

ISHARES INC

11.4M$683M1.1%$40.51+32.08%
13 qtrssince 2018-Q4
Increased
54
VNQVNQ
ETF

VANGUARD INDEX FDS

5.3M$610.1M1.0%$66.16+46.97%
13 qtrssince 2018-Q4
Increased
46
IUSBIUSB
ETF

ISHARES TR

10.1M$533.4M0.9%$41.68+7.57%
13 qtrssince 2018-Q4
Increased
46
$61.2B
AUM
3,257
Positions
Q4 2021
Filing
HI score · 5.0/5
Quarterly 13F Value Change
+15%Q3'20$37.2B+16%Q4'20$43.3B+9%Q1'21$47.1B+12%Q2'21$52.7B+4%Q3'21$54.7B+12%Q4'21$61.2B
Activity profile
$ moved · Q4'21
New1%Increased89%Decreased10%Exited0%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 2.3 years
<1Q7%1-4Q10%1-2Y12%2Y+72%

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO manages $61.2B across 3257 positions as of Q4 2021. Top holdings: IVV (17.2%), BND (6.5%), SCHF (5.0%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 5/5.0.

Q4 2021 Summary

Active quarter - 384 new positions, 225 exits, 1497 increased. Top move: VWO (INCREASED, conviction 67). Portfolio: $61.2B across 3257 positions.

Top holdings by portfolio weight

Total AUM$61B
IVV17.24%
BND6.52%
SCHF4.97%
IJH4.73%
IJR4.27%
SPY3.72%
VWO3.40%
VEA2.49%
VLUE2.49%
EZU2.36%
Other2.30%

Portfolio allocation by GICS sector

Sectors11
Unknown89.37%
Technology3.13%
Financial Services1.54%
Consumer Cyclical1.37%
Healthcare1.22%
Communication Services1.05%
Industrials0.84%
Consumer Defensive0.72%
Energy0.31%
Basic Materials0.16%
Other0.29%

Behavioral investing profile

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Balanced Allocator- primarily Unknown
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Elite(5.0 / 5.0)
Holdings P&L52
Conviction41
Concentration70
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

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Accumulation Streaks

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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