NORTHWESTERN MUTUAL WEALTH MANAGEMENT CONORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

Institutional investor · Portfolio as of Q3 2021

Top Holdings3,098 positions

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Activity:
IVVIVV
ETF

ISHARES TR

21M$9B16.5%$257.96+55.79%
12 qtrssince 2018-Q4
Increased
66
BNDBND
ETF

VANGUARD BD INDEX FDS

44.7M$3.8B7.0%$68.10+6.67%
12 qtrssince 2018-Q4
Increased
66
SCHFSCHF
ETF

SCHWAB STRATEGIC TR

71.3M$2.8B5.0%$12.35+34.39%
12 qtrssince 2018-Q4
Increased
67
IJHIJH
ETF

ISHARES TR

9.7M$2.5B4.7%$32.11+52.57%
12 qtrssince 2018-Q4
Increased
62
IJRIJR
ETF

ISHARES TR

21.4M$2.3B4.3%$70.25+43.69%
12 qtrssince 2018-Q4
Increased
62
SPYSPY
Unit

STATE STR SPDR S&P 500 ETF T

4.6M$2B3.6%$239.92+67.29%
12 qtrssince 2018-Q4
Increased
60
VWOVWO
ETF

VANGUARD INTL EQUITY INDEX F

36.7M$1.8B3.4%$32.99+30.67%
12 qtrssince 2018-Q4
Increased
63
EZUEZU
ETF

ISHARES INC

29.6M$1.4B2.6%$43.55-1.88%
12 qtrssince 2018-Q4
Increased
61
VLUEVLUE
ETF

ISHARES TR

13.3M$1.3B2.4%$67.95+30.09%
12 qtrssince 2018-Q4
Increased
58
VTIPVTIP
ETF

VANGUARD MALVERN FDS

24.6M$1.3B2.4%$39.12+7.05%
12 qtrssince 2018-Q4
Increased
60
IAUIAU
ETF

ISHARES GOLD TR

37.9M$1.3B2.3%$34.35-4.36%
12 qtrssince 2018-Q4
Increased
59
VEAVEA
ETF

VANGUARD TAX-MANAGED FDS

24.8M$1.3B2.3%$31.49+37.48%
12 qtrssince 2018-Q4
Increased
57
IEFAIEFA
ETF

ISHARES TR

16.6M$1.2B2.3%$46.91+36.99%
12 qtrssince 2018-Q4
Increased
58
GSLCGSLC
ETF

GOLDMAN SACHS ETF TR

11M$943.5M1.7%$62.88+28.24%
12 qtrssince 2018-Q4
Decreased
0
QQQQQQ
Unit

INVESCO QQQ TR

2.6M$942.1M1.7%$173.66+101.48%
12 qtrssince 2018-Q4
Increased
52
VTEBVTEB
ETF

VANGUARD MUN BD FDS

13.3M$729.2M1.3%$45.30+5.21%
12 qtrssince 2018-Q4
Increased
55
VOVO
ETF

VANGUARD INDEX FDS

2.9M$675.9M1.2%$35.05+56.83%
12 qtrssince 2018-Q4
Increased
52
IEMGIEMG
ETF

ISHARES INC

10.5M$648.6M1.2%$39.39+35.57%
12 qtrssince 2018-Q4
Increased
53
IUSBIUSB
ETF

ISHARES TR

9.7M$515.3M0.9%$41.55+7.95%
12 qtrssince 2018-Q4
Increased
46
VNQVNQ
ETF

VANGUARD INDEX FDS

5.1M$514.1M0.9%$64.88+30.25%
12 qtrssince 2018-Q4
Increased
46
$54.7B
AUM
3,098
Positions
Q3 2021
Filing
HI score · 5.0/5
Quarterly 13F Value Change
+25%Q2'20$32.4B+15%Q3'20$37.2B+16%Q4'20$43.3B+9%Q1'21$47.1B+12%Q2'21$52.7B+4%Q3'21$54.7B
Activity profile
$ moved · Q3'21
New1%Increased83%Decreased15%Exited0%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 2.1 years
<1Q5%1-4Q12%1-2Y10%2Y+73%

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO manages $54.7B across 3098 positions as of Q3 2021. Top holdings: IVV (16.5%), BND (7.0%), SCHF (5.0%). Fund DNA: Balanced Allocator. HoldingsIntel Score: 5/5.0.

Q3 2021 Summary

Active quarter - 299 new positions, 270 exits, 1376 increased. Top move: SCHF (INCREASED, conviction 67). Portfolio: $54.7B across 3098 positions.

Top holdings by portfolio weight

Total AUM$55B
IVV16.54%
BND6.98%
SCHF5.05%
IJH4.66%
IJR4.26%
SPY3.63%
VWO3.35%
EZU2.60%
VLUE2.45%
VTIP2.37%
Other2.31%

Portfolio allocation by GICS sector

Sectors11
Unknown89.65%
Technology2.85%
Financial Services1.61%
Consumer Cyclical1.34%
Healthcare1.16%
Communication Services1.14%
Industrials0.87%
Consumer Defensive0.69%
Energy0.28%
Utilities0.14%
Other0.26%

Behavioral investing profile

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Balanced Allocator- primarily Unknown
Compare DNA across all funds
7-dimension, SEC 13F-derived research score
Elite(5.0 / 5.0)
Holdings P&L51
Conviction41
Concentration70
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Similar Funds

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Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
XAGDXXAGDXABRDN GLOBAL DYNAMIC DIVIDEN
Q4 2024 → Q2 2026+599 shares+$12,838
7Q
BCIBCIABRDN ETFS
Q4 2024 → Q2 2026+3M shares+$68.3M
7Q
QMOMQMOMEA SERIES TRUST
Q4 2024 → Q2 2026+209,142 shares+$16.6M
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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

Verify source filings on SEC EDGAR

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