MML INVESTORS SERVICES, LLCMML INVESTORS SERVICES, LLC

Institutional investor · Portfolio as of Q2 2019

SEC EDGAR SourceSEC Filings

Top Holdings1,588 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction
IVVIVV
ETF

iShares Trust CORE S&P500 ETF

688,654$203M2.9%$231.35+15.05%
3 qtrssince 2018-Q4
Increased
57
SPYSPY
Unit

State Street Spdr S&p 500 Etf Trust TR UNIT

636,354$186.5M2.7%$226.90+17.21%
3 qtrssince 2018-Q4
Increased
54
QQQQQQ
Unit

Invesco QQQ Trust, Series 1 UNIT SER 1

825,358$154.1M2.2%$148.37+20.94%
3 qtrssince 2018-Q4
Increased
54
VOOVOO
ETF

VANGUARD INDEX FDS

378,554$101.9M1.5%$206.51+17.99%
3 qtrssince 2018-Q4
Increased
50
USMVUSMV
ETF

ISHARES TR

1.6M$100M1.4%$48.43+13.92%
3 qtrssince 2018-Q4
Increased
60

APPLE INC

456,506$90.4M1.3%$37.27+27.16%
3 qtrssince 2018-Q4
Increased
47
IJHIJH
ETF

ISHARES TR

449,345$87.3M1.3%$30.01+17.32%
3 qtrssince 2018-Q4
Increased
51
IWFIWF
ETF

iShares Trust RUS 1000 GRW ETF

528,806$83.2M1.2%$124.29+21.11%
3 qtrssince 2018-Q4
Decreased
0
IEFAIEFA
ETF

ISHARES TR

1.3M$79M1.1%$45.23+11.51%
3 qtrssince 2018-Q4
Increased
49
VIGVIG
ETF

VANGUARD SPECIALIZED FUNDS

654,619$75.4M1.1%$86.07+18.56%
3 qtrssince 2018-Q4
Increased
48
SDYSDY
ETF

SPDR SERIES TRUST

717,647$72.4M1.0%$75.11+12.95%
3 qtrssince 2018-Q4
Increased
50

AMAZON COM INC

36,317$68.8M1.0%$75.96+24.64%
3 qtrssince 2018-Q4
Increased
43
NEARNEAR
ETF

ISHARES U S ETF TR

1.4M$68.7M1.0%$40.41+1.83%
3 qtrssince 2018-Q4
Decreased
0

MICROSOFT CORP

499,709$66.9M1.0%$96.73+30.61%
3 qtrssince 2018-Q4
Increased
44
VUGVUG
ETF

Vanguard Index Funds GROWTH ETF

396,417$64.8M0.9%$127.28+23.17%
3 qtrssince 2018-Q4
Increased
42
MTUMMTUM
ETF

ISHARES TR

521,633$61.9M0.9%$92.54+18.94%
3 qtrssince 2018-Q4
Increased
45
VTVVTV
ETF

VANGUARD INDEX FDS

557,383$61.8M0.9%$82.43+14.22%
3 qtrssince 2018-Q4
Increased
43
VYMVYM
ETF

VANGUARD WHITEHALL FDS

652,257$57M0.8%$63.61+12.50%
3 qtrssince 2018-Q4
Decreased
0
IEMGIEMG
ETF

ISHARES INC

1M$53.8M0.8%$40.29+5.77%
3 qtrssince 2018-Q4
Increased
51
GOVTGOVT
ETF

ISHARES TR

2.1M$53M0.8%$21.68+1.96%
3 qtrssince 2018-Q4
Increased
64
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$7B
AUM
1,588
Positions
Q2 2019
Filing
Rating · 4.5
Quarterly Portfolio Change
+16%Q1'19$6.5B+8%Q2'19$7B
Activity profile
$ moved · Q2'19
New6%Increased70%Decreased19%Exited5%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 1.9 quarters
<1Q6%1-4Q93%1-2Y0%2Y+1%

MML INVESTORS SERVICES, LLC manages $7B across 1588 positions as of Q2 2019. Top holdings: IVV (2.9%), SPY (2.7%), QQQ (2.2%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 4.5/5.0.

Q2 2019 Summary

Active quarter - 99 new positions, 96 exits, 930 increased. Top move: GOVT (INCREASED, conviction 64). Portfolio: $7.0B across 1588 positions.

Top holdings by portfolio weight

Total AUM$7B
IVV2.91%
SPY2.67%
QQQ2.21%
VOO1.46%
USMV1.43%
AAPL1.30%
IJH1.25%
IWF1.19%
IEFA1.13%
VIG1.08%
Other1.04%

Portfolio allocation by GICS sector

Sectors11
Unknown71.48%
Technology5.14%
Financial Services4.26%
Healthcare3.64%
Consumer Cyclical3.63%
Communication Services3.25%
Industrials2.55%
Consumer Defensive2.54%
Energy1.23%
Utilities1.01%
Other1.27%

Behavioral investing profile

Balanced Allocator93%- primarily Unknown
Compare DNA across all funds
7-dimension quality assessment
Elite(4.5 / 5.0)
Track Record64
Conviction39
Concentration0
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
14020Y508CAPITAL GRP FIXED INCM ETF T
Q3 2024 Q1 2026+1.2M shares+$60M
7Q
AEEAMEREN CORP
Q3 2024 Q1 2026+26,292 shares+$5.4M
7Q
AVDVAMERICAN CENTY ETF TR
Q3 2024 Q1 2026+97,131 shares+$17.6M

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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