MML INVESTORS SERVICES, LLCMML INVESTORS SERVICES, LLC

Institutional investor · Portfolio as of Q3 2021

SEC EDGAR SourceSEC Filings

Top Holdings1,945 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction
IVVIVV
ETF

iShares Trust CORE S&P500 ETF

983,467$423.7M3.4%$278.54+47.30%
12 qtrssince 2018-Q4
Increased
64
ESGUESGU
ETF

ISHARES TR

2.8M$278.2M2.2%$73.37+28.10%
12 qtrssince 2018-Q4
Increased
62
QQQQQQ
Unit

Invesco QQQ Trust, Series 1 UNIT SER 1

699,134$250.3M2.0%$177.99+96.58%
12 qtrssince 2018-Q4
Increased
52

APPLE INC

1.6M$230.2M1.8%$97.90+42.55%
12 qtrssince 2018-Q4
Increased
50

MICROSOFT CORP

731,048$206.1M1.6%$138.56+97.95%
12 qtrssince 2018-Q4
Increased
50
SPYSPY
Unit

State Street Spdr S&p 500 Etf Trust TR UNIT

430,006$184.5M1.5%$230.71+77.50%
12 qtrssince 2018-Q4
Increased
48

AMAZON COM INC

55,293$181.6M1.4%$108.08+52.72%
12 qtrssince 2018-Q4
Increased
51
VUGVUG
ETF

Vanguard Index Funds GROWTH ETF

593,357$172.2M1.4%$150.76+89.10%
12 qtrssince 2018-Q4
Increased
49
IJRIJR
ETF

ISHARES TR

1.3M$146.1M1.2%$78.22+32.35%
12 qtrssince 2018-Q4
Increased
53
VOOVOO
ETF

VANGUARD INDEX FDS

347,251$137M1.1%$233.12+61.13%
12 qtrssince 2018-Q4
Increased
50
DGRODGRO
ETF

ISHARES TR

2.6M$131.5M1.0%$32.42+42.30%
12 qtrssince 2018-Q4
Increased
53
VTVVTV
ETF

VANGUARD INDEX FDS

960,889$130.1M1.0%$91.97+34.95%
12 qtrssince 2018-Q4
Increased
52
EFGEFG
ETF

ISHARES TR

1.1M$117.4M0.9%$83.61+18.10%
12 qtrssince 2018-Q4
Increased
54
GOVTGOVT
ETF

ISHARES TR

4.4M$116.8M0.9%$22.88+3.08%
12 qtrssince 2018-Q4
Decreased
0
EFVEFV
ETF

ISHARES TR

2.3M$116.6M0.9%$41.47+1.30%
12 qtrssince 2018-Q4
Increased
45

ALPHABET INC

43,158$115.4M0.9%$66.43+100.75%
12 qtrssince 2018-Q4
Increased
45
IUSBIUSB
ETF

ISHARES TR

2.1M$113.9M0.9%$45.16+1.47%
11 qtrssince 2019-Q1
Increased
47
IWFIWF
ETF

iShares Trust RUS 1000 GRW ETF

391,418$107.3M0.9%$132.52+103.07%
12 qtrssince 2018-Q4
Increased
44
VEAVEA
ETF

VANGUARD TAX-MANAGED FDS

2.1M$106.1M0.8%$37.48+16.95%
12 qtrssince 2018-Q4
Increased
44
IJHIJH
ETF

ISHARES TR

385,420$101.4M0.8%$34.62+44.89%
12 qtrssince 2018-Q4
Increased
45
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$12.6B
AUM
1,945
Positions
Q3 2021
Filing
Rating · 4.5
Quarterly Portfolio Change
+29%Q2'20$7.5B+7%Q3'20$8B+17%Q4'20$9.4B+12%Q1'21$10.5B+14%Q2'21$11.9B+6%Q3'21$12.6B
Activity profile
$ moved · Q3'21
New5%Increased69%Decreased24%Exited2%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 2.1 years
<1Q5%1-4Q14%1-2Y11%2Y+70%

MML INVESTORS SERVICES, LLC manages $12.6B across 1945 positions as of Q3 2021. Top holdings: IVV (3.4%), ESGU (2.2%), QQQ (2.0%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 4.5/5.0.

Q3 2021 Summary

Active quarter - 131 new positions, 80 exits, 1330 increased. Top move: IVV (INCREASED, conviction 64). Portfolio: $12.6B across 1945 positions.

Top holdings by portfolio weight

Total AUM$13B
IVV3.37%
ESGU2.21%
QQQ1.99%
AAPL1.83%
MSFT1.64%
SPY1.47%
AMZN1.44%
VUG1.37%
IJR1.16%
VOO1.09%
Other1.05%

Portfolio allocation by GICS sector

Sectors11
Unknown65.08%
Technology8.56%
Financial Services4.85%
Consumer Cyclical4.73%
Healthcare4.65%
Communication Services3.86%
Industrials2.66%
Consumer Defensive2.27%
Energy1.00%
Real Estate0.91%
Other1.43%

Behavioral investing profile

Balanced Allocator93%- primarily Unknown
Compare DNA across all funds
7-dimension quality assessment
Elite(4.5 / 5.0)
Track Record64
Conviction39
Concentration0
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
14020Y508CAPITAL GRP FIXED INCM ETF T
Q3 2024 Q1 2026+1.2M shares+$60M
7Q
AEEAMEREN CORP
Q3 2024 Q1 2026+26,292 shares+$5.4M
7Q
AVDVAMERICAN CENTY ETF TR
Q3 2024 Q1 2026+97,131 shares+$17.6M

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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