MML INVESTORS SERVICES, LLCMML INVESTORS SERVICES, LLC

Institutional investor · Portfolio as of Q4 2022

SEC EDGAR SourceSEC Filings

Top Holdings2,149 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction
IVVIVV
ETF

iShares Trust CORE S&P500 ETF

1.8M$685.2M4.5%$333.39+10.48%
17 qtrssince 2018-Q4
Increased
59
ESGUESGU
ETF

ISHARES TR

3.5M$294.6M1.9%$78.46+3.88%
17 qtrssince 2018-Q4
Decreased
0

MICROSOFT CORP

962,563$230.8M1.5%$168.43+39.06%
17 qtrssince 2018-Q4
Increased
51

APPLE INC

1.7M$225.2M1.5%$101.04+26.57%
17 qtrssince 2018-Q4
Increased
49
IUSBIUSB
ETF

ISHARES TR

4.9M$218.5M1.4%$43.17-7.78%
16 qtrssince 2019-Q1
Increased
57
SPYSPY
Unit

State Street Spdr S&p 500 Etf Trust TR UNIT

561,679$214.8M1.4%$272.04+35.13%
17 qtrssince 2018-Q4
Increased
49
VTVVTV
ETF

VANGUARD INDEX FDS

1.5M$204.1M1.3%$102.91+27.02%
17 qtrssince 2018-Q4
Increased
52
QQQQQQ
Unit

Invesco QQQ Trust, Series 1 UNIT SER 1

715,429$190.5M1.3%$182.37+43.42%
17 qtrssince 2018-Q4
Increased
49
DGRODGRO
ETF

ISHARES TR

3.1M$155.3M1.0%$34.67+34.33%
17 qtrssince 2018-Q4
Increased
49
VEAVEA
ETF

VANGUARD TAX-MANAGED FDS

3.5M$146M1.0%$37.90+0.24%
17 qtrssince 2018-Q4
Increased
45
VUGVUG
ETF

Vanguard Index Funds GROWTH ETF

683,365$145.6M1.0%$166.15+26.22%
17 qtrssince 2018-Q4
Increased
46
EFVEFV
ETF

ISHARES TR

3.2M$145.2M1.0%$40.73-1.54%
17 qtrssince 2018-Q4
Increased
48
MUBMUB
ETF

ISHARES TR

1.2M$131.2M0.9%$99.93-3.63%
17 qtrssince 2018-Q4
Increased
46
IJRIJR
ETF

ISHARES TR

1.4M$128.5M0.8%$80.44+11.91%
17 qtrssince 2018-Q4
Decreased
0
VOOVOO
ETF

VANGUARD INDEX FDS

361,392$127M0.8%$273.36+23.33%
17 qtrssince 2018-Q4
Decreased
0
IWFIWF
ETF

iShares Trust RUS 1000 GRW ETF

567,115$121.5M0.8%$161.75+30.28%
17 qtrssince 2018-Q4
Increased
48
IJHIJH
ETF

ISHARES TR

502,013$121.4M0.8%$37.88+22.32%
17 qtrssince 2018-Q4
Increased
43

AMAZON COM INC

1.4M$119M0.8%$107.90-22.15%
17 qtrssince 2018-Q4
Increased
45
EFGEFG
ETF

ISHARES TR

1.2M$102.8M0.7%$78.98+0.13%
17 qtrssince 2018-Q4
Decreased
0
USMVUSMV
ETF

ISHARES TR

1.4M$98.8M0.6%$58.41+17.28%
17 qtrssince 2018-Q4
Increased
45
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$15.2B
AUM
2,149
Positions
Q4 2022
Filing
Rating · 4.5
Quarterly Portfolio Change
+6%Q3'21$12.6B+10%Q4'21$13.9B+2%Q1'22$14.2B-7%Q2'22$13.2B+0%Q3'22$13.2B+16%Q4'22$15.2B
Activity profile
$ moved · Q4'22
New3%Increased79%Decreased16%Exited2%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 2.9 years
<1Q5%1-4Q9%1-2Y13%2Y+73%

MML INVESTORS SERVICES, LLC manages $15.2B across 2149 positions as of Q4 2022. Top holdings: IVV (4.5%), ESGU (1.9%), MSFT (1.5%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 4.5/5.0.

Q4 2022 Summary

Active quarter - 194 new positions, 115 exits, 1346 increased. Top move: IVV (INCREASED, conviction 59). Portfolio: $15.2B across 2149 positions.

Top holdings by portfolio weight

Total AUM$15B
IVV4.50%
ESGU1.93%
MSFT1.52%
AAPL1.48%
IUSB1.44%
SPY1.41%
VTV1.34%
QQQ1.25%
DGRO1.02%
VEA0.96%
Other0.96%

Portfolio allocation by GICS sector

Sectors11
Unknown66.53%
Technology7.06%
Healthcare5.41%
Financial Services4.92%
Consumer Cyclical3.37%
Industrials3.16%
Consumer Defensive2.58%
Communication Services2.31%
Energy1.93%
Utilities1.02%
Other1.72%

Behavioral investing profile

Balanced Allocator93%- primarily Unknown
Compare DNA across all funds
7-dimension quality assessment
Elite(4.5 / 5.0)
Track Record64
Conviction39
Concentration0
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
14020Y508CAPITAL GRP FIXED INCM ETF T
Q3 2024 Q1 2026+1.2M shares+$60M
7Q
AEEAMEREN CORP
Q3 2024 Q1 2026+26,292 shares+$5.4M
7Q
AVDVAMERICAN CENTY ETF TR
Q3 2024 Q1 2026+97,131 shares+$17.6M

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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