MML INVESTORS SERVICES, LLCMML INVESTORS SERVICES, LLC

Institutional investor · Portfolio as of Q2 2020

SEC EDGAR SourceSEC Filings

Top Holdings1,508 positions

Activity:
Stock
Shares
Value
Weight
Avg Buy
Est. P&L
Held
Conviction
IVVIVV
ETF

iShares Trust CORE S&P500 ETF

734,354$227.4M3.0%$236.31+19.37%
7 qtrssince 2018-Q4
Decreased
0
QQQQQQ
Unit

Invesco QQQ Trust, Series 1 UNIT SER 1

809,442$200.4M2.7%$166.33+41.42%
7 qtrssince 2018-Q4
Increased
65
SPYSPY
Unit

State Street Spdr S&p 500 Etf Trust TR UNIT

450,737$139M1.9%$228.48+23.37%
7 qtrssince 2018-Q4
Decreased
0

APPLE INC

365,595$133.4M1.8%$39.67+120.93%
7 qtrssince 2018-Q4
Increased
50
USMVUSMV
ETF

ISHARES TR

1.9M$117.9M1.6%$50.78+7.74%
7 qtrssince 2018-Q4
Decreased
0

MICROSOFT CORP

577,851$117.6M1.6%$113.08+67.55%
7 qtrssince 2018-Q4
Increased
53

AMAZON COM INC

38,934$107.4M1.4%$85.27+57.17%
7 qtrssince 2018-Q4
Increased
54
VUGVUG
ETF

Vanguard Index Funds GROWTH ETF

527,696$106.6M1.4%$136.54+40.78%
7 qtrssince 2018-Q4
Increased
48
ESGUESGU
ETF

ISHARES TR

1.3M$92.6M1.2%$59.62+7.34%
7 qtrssince 2018-Q4
Increased
76
LQDLQD
ETF

ISHARES TR

643,289$86.5M1.2%$106.41+2.89%
7 qtrssince 2018-Q4
Increased
76
DGRODGRO
ETF

ISHARES TR

2.2M$83.3M1.1%$29.58+10.44%
7 qtrssince 2018-Q4
Increased
49
VOOVOO
ETF

VANGUARD INDEX FDS

280,682$79.6M1.1%$206.51+25.03%
7 qtrssince 2018-Q4
Decreased
0
IWFIWF
ETF

iShares Trust RUS 1000 GRW ETF

382,250$73.4M1.0%$124.29+46.61%
7 qtrssince 2018-Q4
Decreased
0
GOVTGOVT
ETF

ISHARES TR

2.6M$72.7M1.0%$22.22+9.90%
7 qtrssince 2018-Q4
Decreased
0
VTVVTV
ETF

VANGUARD INDEX FDS

685,296$68.2M0.9%$83.13+3.62%
7 qtrssince 2018-Q4
Decreased
0
VIGVIG
ETF

VANGUARD SPECIALIZED FUNDS

555,000$65M0.9%$86.71+20.45%
7 qtrssince 2018-Q4
Increased
43
AGGAGG
ETF

ISHARES TR

518,800$61.3M0.8%$92.58+8.37%
7 qtrssince 2018-Q4
Increased
53
IJRIJR
ETF

ISHARES TR

874,685$59.7M0.8%$61.38+0.68%
7 qtrssince 2018-Q4
Increased
62
EFGEFG
ETF

ISHARES TR

697,486$58M0.8%$75.76+0.46%
7 qtrssince 2018-Q4
Increased
67
SHYSHY
ETF

ISHARES TR

627,484$54.3M0.7%$74.05+2.78%
7 qtrssince 2018-Q4
Increased
50
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$7.5B
AUM
1,508
Positions
Q2 2020
Filing
Rating · 4.5
Quarterly Portfolio Change
+16%Q1'19$6.5B+8%Q2'19$7B-11%Q3'19$6.2B+13%Q4'19$7B-17%Q1'20$5.8B+29%Q2'20$7.5B
Activity profile
$ moved · Q2'20
New6%Increased71%Decreased21%Exited2%
Composition
Equity vs derivatives
Equity100%Puts0%Calls0%
Holding period
Avg 1.3 years
<1Q8%1-4Q8%1-2Y83%2Y+1%

MML INVESTORS SERVICES, LLC manages $7.5B across 1508 positions as of Q2 2020. Top holdings: IVV (3.0%), QQQ (2.7%), SPY (1.9%). Fund DNA: Balanced Allocator. HoldingsIntel Rating: 4.5/5.0.

Q2 2020 Summary

Active quarter - 207 new positions, 87 exits, 795 increased. Top move: ESGU (INCREASED, conviction 76). Portfolio: $7.5B across 1508 positions.

Top holdings by portfolio weight

Total AUM$7B
IVV3.04%
QQQ2.68%
SPY1.86%
AAPL1.78%
USMV1.58%
MSFT1.57%
AMZN1.44%
VUG1.43%
ESGU1.24%
LQD1.16%
Other1.11%

Portfolio allocation by GICS sector

Sectors11
Unknown68.66%
Technology7.31%
Healthcare4.35%
Financial Services4.11%
Consumer Cyclical4.02%
Communication Services3.59%
Industrials2.47%
Consumer Defensive2.32%
Utilities0.88%
Energy0.87%
Other1.42%

Behavioral investing profile

Balanced Allocator93%- primarily Unknown
Compare DNA across all funds
7-dimension quality assessment
Elite(4.5 / 5.0)
Track Record64
Conviction39
Concentration0
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Position Outcomes

Best and worst performing positions by estimated return

Cost basis estimates based on full filing history using quarter-end prices. Actual transaction prices are not disclosed in 13F filings.

Accumulation Streaks

Positions with 2+ consecutive quarters of increases - persistent directional conviction.

Security
7Q
14020Y508CAPITAL GRP FIXED INCM ETF T
Q3 2024 Q1 2026+1.2M shares+$60M
7Q
AEEAMEREN CORP
Q3 2024 Q1 2026+26,292 shares+$5.4M
7Q
AVDVAMERICAN CENTY ETF TR
Q3 2024 Q1 2026+97,131 shares+$17.6M

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Data sourced from SEC EDGAR 13F filings. Not financial advice. Full disclaimer

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